JOHANN WOLFGANG VON GOETHE: THE AUTHOR AND HIS TIMES

Faust and its author, Johann Wolfgang von Goethe, developed side by
side. The work is not an autobiography, but it reflects Goethe's
intellectual development. (Goethe did write an autobiography, called
Poetry and Truth, about his early life.) He began Faust when he was
in his twenties, continued it at intervals--sometimes neglecting it
for years at a time--until his seventies--and then worked
intensively on it until just before his death, at eighty-two.

When you hear the name "Faust," you probably think of the story of a
man who sells his soul to the Devil in return for supernatural
powers. It's a story that depends on the Christian tradition for its
plot, for Faust is a learned man who wants to know more than God
allows man to know, and to gain superior knowledge, Faust makes a
bargain with the Devil. Faust enjoys magical powers for many years,
is entertained by an emperor, and lives with the most beautiful
woman in the world, Helen of Troy. In the end, however, he has to go
down to Hell with the Devil, who comes to claim Faust's soul, in
accordance with their bargain. This traditional Faust story is a
Christian cautionary tale--it warns that you will lose your eternal
soul if you try to outsmart God. It's also a German story. There was
a real Dr. Faustus, who lived in Wittenberg in the fifteenth century,
but the truth about his life is impossible to disentangle from the
legend. The Faust legend has been used by many writers, including
Christopher Marlowe, whose Doctor Faustus was published in the early
seventeenth century.

Goethe's Faust is very different from other Faust stories. His Faust
is sometimes seen as opening up a whole new era of Western thought.
Modern people, say some writers, have been cut adrift and are
wandering aimlessly in a technological world, searching for meaning
in life and striving for fulfillment. In previous eras people could
find meaning and achieve salvation through religion. In the West it
was through Christianity. But Faust, these writers assert, achieved
his own salvation through action.

Goethe was born into a well-to-do family in Frankfurt am Main,
Germany in 1749, in the middle of a century known as the Age of
Reason, or the Enlightenment. Classical values dominated thought and
taste in Goethe's youth. This means that the influence of Greek and
Roman thought was strongly felt in education and culture. Goethe's
early education, therefore, stressed Greek and Roman literature and
the predominance of reason over feeling. There was no emphasis in
Goethe's family on Christian value--Goethe's father did not consider
himself a Christian--although the culture was steeped in religious
tradition, and Goethe knew the Bible very well. Goethe's father sent
him to the University of Leipzig at sixteen, to study law and absorb
the values of the time.

But the young Goethe returned home after two years, suffering from
mental strain. It may be that he was beginning to rebel emotionally
and intellectually against Classical restraints, for he spent the
next year or two in his Frankfurt home investigating some very
unclassical ideas. His mother had taken up Pietism, a kind of
fundamentalist Christianity that stressed the individual believer's
direct contact with God. In addition, Goethe discovered the works of
medieval mystics, who were sometimes described as magicians because
they believed in a secret knowledge accessible only to those who had
been initiated. These studies led Goethe to alchemy, which, in
medieval times, had represented a genuine attempt to understand the
world scientifically. In Goethe's time, the study of alchemy was in
part a means of re-creating the past.

When Goethe returned to university studies, he went to Strasbourg,
where he met a young theologian and philosopher named Johann
Gottfried von Herder (1744-1803), who was beginning to make a mark
in German intellectual circles. Under Herder's influence, Goethe
became part of the Sturm und Drang ("storm and stress") literary
movement that emphasized naturalistic, individualistic, anti-
Classical feeling. (Classicism stresses form, structure, logic, and
rational thought.) The Sturm und Drang writers were obsessed with
the idea of liberated genius, sure that feelings were more important
than intellect, and impressed with the simplicity of folk poetry.
They believed in the natural goodness of man, admired William
Shakespeare, and saw literature as a means of searching for the
Absolute, or that which underlay all of existence. Most intellectual
historians see the Sturm und Drang movement as a forerunner of
Romanticism (which stressed feeling and nature) in the nineteenth
century, but in its search for originality and abstract truth, the
Sturm und Drang movement still had much in common with the
Enlightenment. Bear in mind, however, that much of Goethe's writing,
especially Part I of Faust, is usually thought of as Romantic.

In the early 1770s, Goethe wrote a novel in the form of letters, The
Sorrows of Young Werther, which indulges in emotions to a point you
may find difficult to tolerate now. At the end of the story, Werther
kills himself because he cannot live with the woman he loves, who's
already engaged. Werther, together with a play about a German outlaw
hero, Gotz von Berlichingen, brought Goethe fame and established him
as one of the leaders of the Sturm and Drang movement.

Almost incidentally, Goethe qualified as a lawyer during these years
and practiced in Frankfurt, where he witnessed the tragic case of a
young maidservant condemned to death for the murder of her baby.
Goethe felt deep compassion for the girl, who suffered from the
injustice of a social order that allowed men of the upper class to
ruin girls casually. He may have had a pang of guilt himself,
because he was something of a ladies' man. Throughout his life, from
his teens to his seventies, he either fell passionately in love with
women who attracted him physically or worshipped women with whom he
felt a platonic (spiritual) affinity. When he finally married, in
1806, he was fifty-seven.

The young maidservant whose life was ruined became Gretchen in Part
I of Faust. You can understand why he began writing it in the early
1770s, about the same time as his Sturm und Drang works. Faust was a
rebel against authority who strove constantly to know and experience
everything. He had immense courage, which the Sturm and Drang
followers admired, and he was a figure straight out of German
history. Another noted German dramatist, Gotthold Ephraim Lessing
(1729-1781), had called for a play on the Faust theme and had even
composed a scene himself. The addition of the Gretchen story brought
to the work an element of folk simplicity.

But Goethe's Faust is no simple updating of the legend. His hero
does not sell his soul to the Devil--he makes a bet with him, and
the Devil, Mephistopheles, loses. Faust does not disobey God's
commands, as he does in the legend. Goethe's God has complete
confidence in Faust's good sense and gives His permission for
Mephistopheles to tempt Faust in order to keep him on his toes.
Goethe wrote a Faust that is definitely not a Christian cautionary
tale. What, then, is it? You'll want to keep the question in mind as
you read the work.

In 1775, Goethe's life was swept in another direction and he didn't
return to Faust for many years. He was invited to live at the court
of the young duke of Weimar, who wanted Goethe as a central
attraction for the intellectual and artistic life of Weimar. Goethe
was to spend most of the rest of his life there, writing, becoming
involved with the theater, pursuing private scientific studies, and,
as a favor to his patron, serving as an administrator for the tiny
duchy. Goethe's friend Herder (who may have been a model for
Mephistopheles) settled in Weimar, along with other writers and
thinkers, who, with Goethe, made Weimar an intellectual center for
the next half-century or so.

In 1786, Goethe did something surprising. He left the Weimar court
abruptly and journeyed to Italy. He spent much of the next two years
in Rome, where he studied the art of the Classical period,
completing more than one thousand drawings of Classical statues and
buildings. During his journey, about which he later wrote, Goethe
immersed himself in the Classical style, but he did not turn away
completely from Romanticism. Some of his works display a tension, an
uneasy balance between the two styles. A drama such as Iphigenie in
Tauris (1787) is unmistakably Classical, in theme as well as in form
and style, but what about Faust? In Faust, Part II, a work of his
later years, Goethe attempts a union of the Classical and Romantic
in the marriage of Faust and Helen of Troy.

Goethe's Classical side gave him a love of order--social, political,
as well as personal--that prevented him from admiring the French
Revolution, which broke out in 1789, the year after he returned from
Italy. While Romantic writers were hailing the new spirit in France,
Goethe shuddered at its excesses. Safe and secure at Weimar, he
published the first portions of Faust, called Faust: Ein Fragment
("Faust: A Fragment"), in 1790. He continued to write plays and
novels, as well as some of the poetry that has earned him the title
of the greatest lyric poet in the German language.

In 1794, Goethe began a friendship, almost a collaboration, with the
poet and dramatist Friedrich von Schiller (1759-1805). Goethe
invited Schiller to live at Weimar, where they worked together until
Schiller's death. Under Schiller's prodding, Goethe took up Faust
and by 1808 completed what we know as Part I. Goethe, however,
realized that what he had to say would require a second part, but he
didn't immediately begin Part II. Faust languished again, until 1825.
Pressure to return to it came this time from Johann Peter Eckermann
(1792-1854), who had become Goethe's literary secretary in 1823 and
immortalized himself by recording and publishing their talks
together on literary and other subjects (Conversations with
Eckermann, 1836-1848). Goethe wrote Part II of Faust between 1825
and 1831. He was then in his late seventies and early eighties.

It's not always easy to see Faust as a whole. Part I was the only
portion of the drama published in Goethe's lifetime, and it became
the basis for a popular opera by the nineteenth-century French
Romantic composer, Charles Gounod, so that the general public began
to feel that Faust consisted essentially of the Faust and Gretchen
story and the bet between Faust and the Devil. The complete Faust
was printed in 1832, as the first volume of Goethe's collected works
published after his death. It is recognized as his masterpiece.

You now have the opportunity to take the same journey that Goethe
took in composing Faust. Don't be afraid to make up your own mind
about Faust, even if your conclusions differ from what others have
thought. It is the mark of a masterpiece like Faust that it
continues to yield new and exciting meanings as each generation of
readers encounters it.


FAUST: PARTS I AND II: THE PLOT

The story of Faust begins in Heaven. Mephistopheles, the Devil, is
visiting the Lord, complaining, as usual, about the Lord's creation,
man. When the Lord asks him whether he knows Faust, Mephistopheles,
saying he does, seizes the opportunity to bet with the Lord that he
can lead Faust astray. The Lord is quite confident that Faust knows
the right way; he's also tolerant of Mephistopheles, whose role is
to keep prodding man into action.

Faust is a very learned professor, who, however, is dissatisfied
with human knowledge, which by its nature is limited. Using magic,
he conjures up the Earth Spirit in his darkened study. Regarding
himself as more than mortal, he tries to claim the Earth Spirit as a
colleague, but the Spirit rejects him scornfully and disappears.
Despairing, Faust contemplates suicide. He is saved by the sound of
the bells welcoming Easter morning. He and his research assistant,
Wagner, go out into the sunlight and enjoy the greetings of the
crowd, which remembers the medical attention given to the people by
Faust and his father. Faust is still depressed, denying the value of
medicine and feeling torn between the two souls in him, one longing
for earthly pleasures, the other seeking the highest spiritual
knowledge. A dog follows Faust and Wagner home.

Back in his study, Faust tries to translate the Gospel of St. John,
while the dog becomes restless. Eventually, the animal changes shape
so monstrously that Faust realizes he is dealing with the Devil.
Presto! There is Mephistopheles!

At this first meeting, Mephistopheles introduces himself and his
powers to Faust; then he tricks Faust into sleeping so that he can
leave. When he returns, magnificently dressed, Mephistopheles makes
a bet with Faust. He agrees to do anything Faust wants, but if Faust
ever says that he is totally satisfied, that the moment is so
perfect he wants time to stop, then he will die and Mephistopheles
will have his soul. They sign their pact in blood.

Mephistopheles tries to please his "master." He takes him to a
Witch's Kitchen, where Faust is magically transformed into a young
man. When Faust meets Margarete--called Gretchen, the shortened
version of her name--walking in the street, he is consumed with
passion for her and orders Mephistopheles to arrange for him to
possess her immediately.

Mephistopheles, who has more sense than his master about how to
conduct love affairs, takes Faust into Gretchen's room while she is
absent. They leave a casket of jewels, but Gretchen's mother, when
it is found, insists that it be given to the Church. Mephistopheles
then leaves a second present of jewelry, which Gretchen this time
conceals at a neighbor's house.

From that point Gretchen is doomed. Faust seduces her and makes her
pregnant. When Gretchen's brother, Valentine, intervenes, cursing
her as a whore, Mephistopheles, with Faust at his side, kills
Valentine.

Mephistopheles takes Faust off to a witches' celebration, Walpurgis
Night, on top of a mountain, where at first Faust is fascinated by
the fantastic whirl of magical apparitions but then is disturbed by
reminders of Gretchen. By the time he returns to the real world,
Gretchen has been condemned to death for the murder of her
illegitimate baby and has gone mad in her prison cell. As
Mephistopheles drags Faust away, a heavenly voice calls out that
Gretchen's soul is saved.

Part II of Faust begins in a natural setting with Faust recovering
from his horror. Mephistopheles is preparing to introduce Faust to
the great world of politics and power. They appear at the Emperor's
court, where Mephistopheles solves economic problems by suggesting
that the court issue paper money against the value of gold hidden
underground.

Using his magic, Mephistopheles stages for the court a magnificent
masque, a pageant of symbolic figures, in which Faust appears
dressed as the god of wealth. The Emperor himself arrives, dressed
as the Greek god Pan. The entire pageant dissolves in magic fire,
which impresses the Emperor so much that he asks for more. He wants
to see the famous beauty of Greek mythology, Helen of Troy, and her
Trojan lover, Paris.

Mephistopheles tells Faust that such a request will strain their
powers, for Faust must go down to seek the help of the Mothers,
mysterious beings who control the underworld. Mephistopheles
assembles the court to witness Faust's evocation of Paris and Helen,
in the form of visions. Faust is so overcome with Helen's beauty,
and with the desire to possess her, that he faints as the visions
fade.

He is transported back into his study, which he had left years
before and has not revisited since. Wagner, who has become a doctor,
is trying to produce human life. Mephistopheles' presence adds the
final spark. A tiny man, Homunculus, appears like a bright light in
a test tube. Homunculus leads the way to the plains of the Peneios
river in Greece, where the Walpurgis Night will take place.

As they meet mythological figures from literature, Faust discovers a
way to reach Helen in the underworld. Mephistopheles finds a
disguise as one of the Phorcyads (three female monsters who share
one eye and one tooth). And Homunculus discovers a way to realize
his being by uniting with a sea goddess. He smashes his test tube
against the chariot of Galatea (a goddess of beauty) in a blaze of
light, symbolizing creation.

Helen has come back from the underworld at the point where she is
returning to her original home in Sparta, after spending ten years
in Troy. She is frightened of the revenge that her husband, King
Menelaus, is planning against her. Mephistopheles, in the shape of
Phorcyas, points out that she can be rescued by walking to a
medieval castle. There, Faust, dressed as a medieval knight, greets
her. They unite to produce a son, Euphorion, who is the spirit of
poetry (and a symbol for the English poet, Lord Byron, whose
"unsatisfied nature" and striving for a heroic form of existence, as
Goethe told Eckermann, epitomized the contemporary Romantic poet).

Euphorion has a brilliant, though short, career but when he tries to
fly he crashes to the ground. Helen returns to the underworld,
broken by the tragedy that her beauty seems always to bring about.
Faust is left only with her garments.

Again, Faust must reconcile himself to being a failure. He plunges
into a scheme to reclaim land from the sea and control it. In order
to gain the land, he and Mephistopheles must help the Emperor
suppress a rebellion. They bring to the battle the Three Mighty Men
who fought with King David. They win the battle through magic, but
barely.

With Mephistopheles' help, Faust reclaims the land. He builds a
magnificent palace overlooking the shore but is irritated because he
has allowed an old couple, Baucis and Philemon, to keep their tiny
cottage and a chapel on the land. He asks Mephistopheles to remove
the couple to a small farm he has promised them. Mephistopheles
takes the Three Mighty Men to do the job; they burn down the cottage
and the chapel, killing the old couple and a traveler who was
visiting them.

Although Faust has failed again, he does not stop striving and
planning. He is struck blind by Care, who tries to make him worry
about his coming death. He dies reflecting that he has never found
any moment so beautiful, so pleasant, that he wanted it to linger.
So Mephistopheles loses his bet. The Devil cannot claim Faust's soul,
but he tries to snatch it by trickery. He is outmaneuvered, however,
by a chorus of angels, who are so sexually alluring that
Mephistopheles becomes distracted by their charms and doesn't notice
they are stealing away Faust's soul.

Faust's soul is carried to Heaven by the angels and by the souls of
children who have died young. The three penitent women of
Christianity pray to the Virgin Mary to save Faust's soul. When
Gretchen adds her voice to theirs, the Virgin Mary allows her to
lead Faust's soul upward. His journey is completed and he is at rest
in Heaven.


The following is a discussion of the major characters in Faust.
There are in addition many other interesting, if less developed,
characters, and they are discussed at the appropriate places in The
Play section of this guide.


FAUST: PARTS I AND II: FAUST

While Faust has clearly recognizable human characteristics, he is
larger than life. He embodies the best and the worst in man, and in
many ways he is a symbol of all humanity. Faust is involved in most
of the scenes, but he probably reveals himself most clearly through
his monologues and through his conversations with Mephistopheles.
The monologues show a man without satisfaction or inner peace,
always striving. He is continually reaching for more knowledge, more
power, more experience. He is also changeable, given to despair when
he can't get what he wants. His striving leads inevitably to failure.
Some readers have seen these failures as Faust's tragedy, for
everything he touches turns to dust. But in these failures he
represents humanity, for, as the Lord declares in the Prologue in
Heaven, man must make mistakes while he strives.

On one important score, Faust comes out ahead. He bets
Mephistopheles that he will never find one moment so fulfilling that
he will say to it, "Stay, Thou art so fair!" Faust never does. So he
frustrates the Devil and justifies the Lord's confidence in him. It
is for his striving, his never giving in, that he is finally saved
and his soul carried upward.

In Faust's relations with Mephistopheles you see an arrogant,
impatient man, who uses any means available to get what he wants.
Faust is absolutely clear about his relationship to Mephistopheles--
Mephistopheles is a servant. In his other relations, you see the
brilliance of Faust, why he has the genius to represent humanity. He
is capable of passionate romantic love, of courageous action, of
large-scale organization. He will probably win your sympathy, even
in his ill-fated affair with Gretchen. Try to imagine what it must
be like to pick up the pieces of your life after you have caused the
destruction of a beautiful young girl and three other innocent
people (her mother, brother, and baby). Faust does it.

You may admire Faust more than you like him. It's hard to think of
relating to him, although you may recognize parts of his character
in your own actions and those of people around you. Because he is
all of us, he isn't really any one of us.


FAUST: PARTS I AND II: MEPHISTOPHELES

It may seem strange, but some think that Mephistopheles, the Devil,
is more human than Faust. Mephistopheles is a cynic, and cuts things
down to size with his quick wit. He calls the Lord an "old gent,"
satirizes the university faculty, teases the mythological creatures
he meets on the Peneios River, and ends scenes with comments that
puncture inflated sentiments. Several explanations have been given
for Mephistopheles' name, including that it derives from the Greek,
Me-phaustophiles, meaning "No Friend of Faust" and that it comes
from the Hebrew Mephiztophel, "corrupter and liar."

In Faust, Mephistopheles is the spirit of negation, "the spirit that
always denies." In that respect, he is the exact opposite of God,
who is the spirit of creation. Why did Goethe make Mephistopheles
seem so human? Some readers believe that Goethe wanted to suggest
that this spirit of negation is within man. Others believe that
Goethe didn't think man was simple enough to fall for a stupid devil.
Because man has intellect, they argue, the Devil must have intellect.
Some even see Mephistopheles as the symbol of intellect without
feeling.

Mephistopheles is a servant, both of God and of Faust, and has the
soul of a servant, of a person who must obey but resents it and
takes every opportunity to assert what domination he can. He is a
servant of God because he is a part of Creation; he has to exist in
order for good to exist. He is a servant of Faust because God allows
it. But he isn't always willing to do what his master wants,
especially at critical moments. He messes up orders, often with
disastrous effects on innocents like Baucis and Philemon. He thinks
he knows better than his master how to woo women and takes over the
wooing of Gretchen. At the same time, he exercises his own authority
when he can.

You're never quite confident that Mephistopheles can control his
trickery and magic. For example, it's not clear whether the Mothers
really do exist or are just invented on the spot to cover
Mephistopheles' incompetence. During the battle with the rebellious
emperor, it looks as if the real Emperor, who has trusted
Mephistopheles, is going to lose. He isn't a trustworthy Devil.

But no devil is trustworthy. You'll remember that the Lord has
deliberately "paired" him with mankind to keep man on his toes. The
Devil's job is to "play the deuce, to stir, and to entice." He's
there to keep things off balance, so that man is always reaching for
what the Devil seems to offer.

Above all, Mephistopheles loses his bet. As the Lord foretold at the
beginning, Faust would know the right way and never be satisfied by
anything Mephistopheles could do.


FAUST: PARTS I AND II: MARGARETE (GRETCHEN)

Margarete, or Gretchen (a favorite name in German folk tales), is a
more lifelike character than Mephistopheles and Faust; she is a
person you would recognize if you met her. She is a sweet, simple,
modest girl, who lives at home and helps her mother. She knows right
from wrong (as you can see from her polite refusal of Faust's
advances at first) and has an innocent religious faith of the kind
idealized by Romantic writers.

Her downfall is a puzzle to you only in the sense that all similar
cases are puzzles. Why does such a girl give in to presents and
flattery? Gretchen's mother is so strict that she gives the first
casket of jewels to the Church. Gretchen then responds with
deception, storing the second set of jewels in the house of her
neighbor, Martha. Perhaps if her mother had been more understanding,
or Martha less of a "pimp," or Gretchen morally stronger in herself,
the tragedy wouldn't have happened.

Gretchen is up against the Devil, who by definition has no morals
and no mercy. He's been told to get her for Faust and he does. From
the moment she gives in to Faust, she begins to lose herself. She
seeks comfort in her simple religious faith but cannot withstand
society's disapproval and her brother's curse. She becomes mad,
kills her baby, and is condemned to die.

Gretchen's sad story was based on a court case known to Goethe. He
uses her story for social purposes, to make the point that she is a
victim of an attractive man of a class higher than her own. Some
girls might have been strong enough to resist the temptation or even
to put up with the guilt, but they would not have been sufficient
for Goethe the dramatist. He needed a fragile girl like Gretchen who
trusted in a simple religious faith and her own feelings.


FAUST: PARTS I AND II: WAGNER

Wagner is called Faust's "famulus," a combination of servant and
research assistant who lives and studies close to Faust, his mentor.
Wagner is the sort of person you feel you ought to admire but can't
bear. He has his heart in the right place, and says all the expected
things. Look at him trying to appease Faust with praise of his
father. You can't object to what he says, but it doesn't reflect
Faust's mood at all.

It's appropriate that Wagner can't give the spark of life to
Homunculus. He becomes a scientist after working hard and developing
his abilities. But it takes the presence of Mephistopheles to
produce Homunculus, who immediately shows all the brilliant
intuition his "father," Wagner, lacks. Wagner is left alone again,
deserted by Homunculus as he was by Faust years earlier, to live the
conventional life he is fitted for. Wagner's soul cannot soar. He
and his kind do the work of the world.


FAUST: PARTS I AND II: STUDENT-BACCALAUREUS

The only character besides Faust, Mephistopheles, and Wagner common
to both Parts I and II of Faust is the Student whom Mephistopheles
interviews in Faust's study and then meets again as a graduate. He
begins timid and wide-eyed, eager to learn from Mephistopheles, who
is disguised as Faust, and surprised when his mentor talks obscenely
about a doctor's female patients.

When you see him again, as Baccalaureus (a graduate), how changed he
is! He knows everything, despises his elders, and sounds like a
student radical of the 1960s when he says that anyone over thirty is
as good as dead. He personifies, as Goethe told his secretary,
Eckermann, the arrogance of youth. Mephistopheles backs away from
him because he's so obnoxious.


FAUST: PARTS I AND II: THE EMPEROR

The Emperor is found only in Part II, where he appears in two of the
five acts. The character derives from the traditional Faust story,
which includes a visit to an Emperor's court, where Faust and
Mephistopheles amaze the court with their magic tricks.

Goethe's Emperor is an incompetent, vain ruler who seeks personal
pleasure at the expense of his kingdom. The Emperor permits
Mephistopheles to trick him into signing an order authorizing the
printing of paper money, thus ruining the state economy. Then he
allows a rival emperor to collect a rebellious army, and again acts
helplessly until Mephistopheles uses magic to defeat them. When you
see him for the last time, he is submitting to the blackmail of the
Archbishop, while protesting under his breath.


FAUST: PARTS I AND II: HELEN

Helen is not so much a character as an embodied myth, as she herself
recognizes. She is the heroine of Homer's Iliad, a great Greek epic
poem. (When Paris fell in love with her and stole her from her
husband King Menelaus of Sparta, the Trojan War was ignited. Helen's
former suitors had sworn an oath to defend her husband's rights.
They formed an army that defeated the Trojans and reunited Helen
with Menelaus.) In Faust, she is afraid for her own safety, as well
as for that of the chorus. But she is courageous, as you see when
she agrees to seek help from the medieval knight, who turns out to
be Faust. She shows her queenly graciousness when she forgives
Lynceus, the watchman, for not announcing her arrival.

In the end, Helen is defeated by her own beauty. As she says, beauty
and good fortune do not mix. You feel her intense emotion as she
embraces Faust one last time and follows their son, Euphorion, to
the underworld.


FAUST: PARTS I AND II: FORM AND STRUCTURE

Faust is a verse drama in two parts. Part I has three preliminary
sections (Dedication, Prelude in the Theater, and Prologue in Heaven)
and twenty-five scenes, each with a name, usually describing the
setting. Part II, like many conventional plays, is divided into five
acts, and each act contains scenes with descriptive names. The total
length of Faust I and II is 12,110 lines of poetry. It would take
some twenty hours for the play to be performed uncut!

Because the play does not have the usual act and scene structure
throughout, the lines are numbered consecutively from beginning to
end, like those in a poem.

There are three major questions regarding the structure of Faust: Is
it one play or two? Is it a play at all? Is it a tragedy?


FAUST: PARTS I AND II: IS FAUST ONE PLAY OR TWO?

You'll want to make up your own mind about the unity of Faust. Some
readers argue that the two parts are separate and should be treated
as such. It's true that the story of Part I is better known than
anything in Part II, perhaps because of Gounod's opera, Faust, which
is based on Part I.

Other readers believe that the two parts form an essential unity.
The parts are divided artificially, because they were composed at
different times in Goethe's life. These readers believe that if you
separate one part from the other, you'll miss major themes.

The original Faust story had a fairly simple structure. Faust, or
Faustus, as he was originally called--the Latin word faustus means
"lucky"--made a bargain with the Devil and signed it in blood. The
Devil takes Faust to a student tavern--where the two fool the
students with magically produced wine--and then to the Emperor's
court, where Faust magically calls Helen of Troy from the dead and
falls in love with her. At the end of twenty-four years, Faust
vainly calls on God's mercy as Mephistopheles drags him away to Hell.

Some of the problems in Goethe's Faust are caused by the different
structures of the two parts, as well as by the change in subject
matter from Part I to Part II. Part I has no act divisions and the
scenes are differentiated by names, not scene numbers. In it, Faust
makes a bet with the Devil--the Devil will be his servant, and he
will possess his soul at death unless Faust is never able to say he
is satisfied. The rest of Part I concerns the seduction and ruin of
Gretchen by Faust. In the end, Gretchen is saved.

The atmosphere of Part I is gloomy. The action takes place in and
around the German university town where Faust lives, except for the
scenes in the Witch's Kitchen and on the mountain, where the
Walpurgis Night celebrations are held. It is also unified by the
characters' preoccupation with their relationship to God. Faust
explains his religious faith in his Credo, and attempts to translate
the Gospel of St. John. Mephistopheles has to admit that he is part
of God's scheme, with a duty to stir up mankind. Gretchen has a
conventional, simple faith that increases the pathos of her
suffering.

Part I, therefore, seems basically to consist of one piece. The
impression of unity is even stronger if you interpret the last few
lines to mean that Mephistopheles is taking Faust away to Hell as
Gretchen is executed. Part I also was a product of the "Sturm und
Drang" phase of Goethe's writing and is full of emotion, a sign of
Romanticism.

Part II has a different structure and much more varied subject
matter. It has the conventional five acts divided into scenes, but,
again, these have names instead of numbers. In it, Faust serves an
Emperor, marries Helen of Troy, becomes a successful man, and, in
the end, gains redemption. The work for the Emperor and the
appearance of Helen of Troy are from the original Faust story. But
the union of Classical and Romantic, in the marriage of Faust and
Helen and the birth of their son; the story of Homunculus; the
Carnival masque and the making of paper money at the Emperor's
court; the Classical Walpurgis Night; Faust's land-reclamation
project; the tragedy of Baucis and Philemon; and the salvation of
Faust, are Goethe's own inventions.

Some elements are clearly intended to produce unity. For example,
the two Walpurgis Nights are balanced against one another. In
addition, Gretchen and Helen are placed in contrast--the simple
German maiden and the legendary Greek beauty. The Prologue has its
counterpart in the final scene, where Faust's soul is carried off to
Heaven.

There is no doubt that if you read the two parts separately you will
have a different experience from what you would have if you read
Parts I and II together. The question is, what kind of unity does
the work have? You may find yourself on the fence, believing in a
weak unity of the two parts but convinced that some sections are
more successful than others.


FAUST: PARTS I AND II: IS FAUST A PLAY?

Faust doesn't have the structure you probably expect in a play--a
rising action that reaches a climax, and then a falling action
during which the plot is resolved. It has been called a "cosmic
vision or dream," and readers have thought of it as a series of
episodes in dramatic form--somewhat like an epic.

An epic is a poem or narrative on the largest scale, dealing with
national origins and heroes (as do Homer's Iliad and Odyssey and
Virgil's Aeneid) or man's relation to God (as do Dante's Divine
Comedy and Milton's Paradise Lost). Epics can have the structure of
a journey (for example, the Odyssey is a journey). Faust is a
journey through the life of a hero who is meant to symbolize Western
man. Its episodic structure reflects the succession of events in
Faust's life. Although Faust may seem to lack a governing form,
certain features give it internal structure.

Faust begins on the left side in despair. His spirits rise with his
love for Gretchen but are dashed when she dies. He moves from the
sphere of personal, subjective action to intellectual action as he
achieves union with Helen. Again, he loses his love, but this time
on a higher level--he is less overwhelmed than he was by Gretchen's
death. Finally, his immortal part is taken to Heaven in a mystical
ceremony of salvation.

Notice that there is no connection between Faust and Heaven at the
beginning: Faust attains Heaven through the jagged upward progress
of his life. You will realize, as you read the drama, that it isn't
quite as neat. The intellectual and political actions overlap, and
Faust's enjoyment of his reclaimed land occupies only a part of Act
V.


FAUST: PARTS I AND II: IS FAUST A TRAGEDY?

Goethe subtitled Faust "A Tragedy," thereby presenting his readers
with a puzzle. In what sense is Faust a tragedy? To the Greeks, who
developed the literary form called tragedy, as well as to the
Elizabethans (Shakespeare and his contemporaries), tragedy meant a
play dealing with the fall of a great man as a result of a fatal
flaw in his character. But Faust is saved at the end.

Since Faust represents mankind, is Goethe saying that man's life is
tragic because man must always strive and err without satisfaction?
If so, why is Faust carried off to Heaven at the end? Perhaps Goethe
merely meant by "tragedy" a drama of serious and lofty subject
because he wanted Faust to be treated as the highest form of art.
Tragedy, like epic, has traditionally been regarded as the most
demanding form for both writer and audience, dealing with the
deepest philosophical and moral questions.


FAUST: PARTS I AND II: SETTING

If you're asked where the action of Faust takes place, you're
justified in answering "Everywhere!" The action takes place in
Heaven; in Germany and the Greek Islands; in the air above the
earth; in mountains, forests, caves, rivers and river valleys, and
the sea. Its settings are those required by the story as it moves,
episode by episode, through the epic tale of Faust's life.

As with space, so also with time. Faust is a Renaissance scholar,
and the first few scenes retain a rough sense of that historical
period. But the Walpurgis Night is timeless, especially in its
relationship to Gretchen's story. The Emperor's court seems roughly
contemporary with Goethe's time, for the introduction of paper money
is discussed. But with Faust's journey down to the Mothers and the
subsequent raising of the ghosts of Helen and Paris, things become
hazy.

Time has no meaning in the Helen act, where Faust, who belongs in
the sixteenth century, becomes a medieval knight from a period three
hundred years earlier in order to meet a mythological queen from the
times of classical Greek literature. Between them they produce a son,
who resembles the poet Byron, Goethe's contemporary--all without any
break in the action!

After this, nothing surprises the reader, not even the onstage
transporting of Faust's soul to Heaven. The final scene has no
possible historical time, for it combines the fathers of the Church,
biblical characters, and Gretchen from Part I.

Goethe felt free to place the story of Faust's life in such a vast
setting because Faust represents all mankind. He has all the vices
and virtues of mankind on a grand scale. He is supposed to be larger
than life and you need to see him in a setting of cosmic scale. He
is constantly striving to reach beyond the limits of the physical
world and humanity, constantly striving for understanding and
fulfillment--and he never gives up.


FAUST: PARTS I AND II: THEMES

Faust has a general overarching theme--man's life on earth and quest
for knowledge and power. Naturally, such an ambitious theme must
include many subthemes. Some of these are listed below, and you will
be able to add to the list as you read the play.

1. CONSTANT STRIVING

The stories on which Faust is based were cautionary tales for
Christians: Man must not seek to go beyond the limits set by God. In
those stories, the Devil promises Faust unlimited power for a
limited time and then, as repayment, takes Faust's soul to Hell.

Goethe's Faust does not contain such a bargain with the Devil.
Instead, it has two wagers. The Lord bets Mephistopheles that he
won't be able to make Faust deviate from "the appointed course," and
Faust bets Mephistopheles that he won't be able to make any moment
so pleasurable that Faust will cry out for time to stop. Thus, the
bet between Faust and Mephistopheles concerns fulfillment. If Faust
is ever tempted to stop reaching for something new, he will forfeit
his soul. But he doesn't lose it, because he is never satisfied,
emotionally, spiritually, or intellectually.

You may have heard the expression "the Faustian spirit." It refers
to the restless striving for knowledge and power. The Faustian
spirit cannot stop. It is human to strive ever upward and,
unfortunately, often to make mistakes in the process. The striving
theme raises an important question: Does human striving inevitably
lead to destruction and self-destruction, or is there some other
human quality to balance these effects?

2. CLASSICAL VS. ROMANTIC SPIRITS

In Western thought since the eighteenth century there's been a
conflict between the Classical and the Romantic. Romantic means what
is emotional, subjective, spontaneous, springing from the common
people, like Gretchen. Faust's relationship with her is intense but
destructive, for both of them give way to uncontrolled emotions. The
atmosphere of Faust Part I reflects the mood of Romanticism. The
Classical spirit is associated with the aristocracy of Helen,
traditional formality like that of Greek tragedy, restraint, and the
subordination of the individual to the collective good.

The marriage of Faust, representing Romanticism typical of Germany
and Northern Europe, and Helen, representing Classicism typical of
Greece and Southern Europe, shows the tension between the two sides.
The marriage can take place only in the imagination, and its
products are short-lived, like the poet Euphorion.

Like the Faustian theme, the tension between the "Classical" and the
"Romantic" spirits is a constant feature of our lives. A vivid
example was the 1960s student movement, which in the name of
individual freedom questioned social authority and restraint.

3. "WOMAN ETERNAL / DRAWS US ON HIGH"

Goethe believed that the guiding force of the universe is love, and
he knew that throughout Western cultural history, woman has been the
most tangible, understandable symbol of love. Think, for example, of
the centrality of the "earth mother" or "mother goddess" to ancient
cult religions. Or of the importance of the Virgin Mary to
Christianity. And don't forget that Dante, in his Divine Comedy, is
admitted into Paradise by his model of pure love, Beatrice. In Faust,
Helen of Troy is the symbol of pure love and beauty, while Gretchen
is actually Faust's savior. Even the mysterious, primal forces of
the earth are called the Earth Mothers. Woman Eternal, then, seems
to be the symbol of divine love and forgiveness and of the principle
of creation. The symbol of Woman Eternal triumphantly leads man not
to strive for the world beyond its reach, but toward creation,
beauty, joy, and love.

4. LIFE IS SIMULTANEOUSLY COMIC AND TRAGIC

You may often wonder why Goethe called Faust a tragedy. Much of it
is hilariously funny, especially when Mephistopheles is around, but
also in the interludes like the Walpurgis Night's Dream and the
carnival masque at the Emperor's court. Wagner and the Student /
Baccalaureus are clearly figures of fun. Homunculus's wit sparkles
like the light he sends out from his test tube. The comic spirit is
an essential part of life and therefore of Faust. By making so much
of Faust comic, Goethe is making a statement about his picture of
human life. It is not tragic exclusively, any more than it is
Romantic exclusively. It is comic even while it is tragic.

5. PEACE AND SALVATION ARE FOUND IN THE NATURAL WORLD

Faust expresses a mystical connection between humans and the natural
world. The Earth Spirit is Faust's ideal. Some readers believe that
Mephistopheles was sent by the Earth Spirit, so that he is an
essential element of the natural world. Look at the settings of
Faust's monologues in Part II--a landscape, a mountain top. Faust is
carried up to heaven over mountain gorges. The Classical Walpurgis
Night, with its earthquakes, meteor, and procession across the
Aegean Sea, is a celebration of nature as the origin of human life
and its continual refreshment.

6. "GOD'S SOVEREIGN WORKS STILL TOWER."

Although Faust does not convey a traditional Christian message, it
does express Goethe's view of God's place in the universe. The Lord
is a thoroughly tolerant "old gent," in Mephistopheles' words, who
has set man in the right direction and knows he can't be lured from
it. In this universe, the Devil is part of the scheme. He has an
essential role--he keeps man from getting too "lax and mellow." This
theology is directly opposed to the Christian view, which sees the
Devil as a force dedicated to destroying God's good works.

Because God is infinitely tolerant, man is saved so long as he
strives. Gretchen is saved by God (it is a voice from above that
cries "Redeemed!"), no matter how much she is condemned by her peers
and by the law. Mephistopheles cannot touch her, just as he can't
touch Faust's soul. He will always lose, but he will always keep on
trying. That is the Devil's job. It is also important to remember
here that, unlike in the traditional Faust legend, Goethe's Faust is
saved.


FAUST: PARTS I AND II: STYLE

The great variety of styles in Faust reflects the range of the
poem's characters and settings. Some readers have said that Faust
contains more poetic meters (measured, patterned arrangement of
syllables) and forms than any other single work. Others think that
it is stylistically too exuberant, that its large number of styles
sometimes interferes with communicating a clear message.

The styles include a sixteenth-century German form called
Knuttelvers or Knittelvers (doggerel), which is irregular, though
rhymed; ballads and songs, often as simple as folk songs; the
trimeter (a line of verse with three measured feet) of classical
tragedy, as well as the strophes (stanzas of the chorus as it moves
to the right or the left of the stage) of the choruses;
Shakespeare's blank verse; the Alexandrines (iambic line of twelve
syllables) used by the seventeenth-century French playwright Jean-
Baptiste Racine; and prose (for one memorable scene). Gretchen
expresses her feelings in a series of ballads and lyrics, which
convey the folk simplicity of her character.

Faust contains numerous references to the Bible and ancient
literature. It may be difficult for you as a modern student to
follow these allusions, since the Bible and Greek and Roman
literature no longer occupy the central place in school that they
occupied in Goethe's time. Nevertheless, you may find yourself
amazed at how modern a play Faust is. Respond to it as you would to
a new work by a contemporary playwright--for, in spirit, Goethe is
one of us.

The translation of Faust used for this Study Guide is by Walter
Arndt (New York: W. W. Norton, 1976). It was chosen because it tries
to faithfully reproduce the different rhythms and verse forms of the
original. Of course, a translation that tries to reproduce the
original poetry must lead to compromises, because a translator must
at times use words with slightly different meaning than the original.
Also, expressions used to fit a meter may sometimes seem artificial
and strange. Some readers, indeed, think that a verse translation is
simply too difficult to do well, and they prefer a prose translation
that conveys the meaning accurately.

If you do not read German, the best way for you to get close to the
meaning is to compare several translations. There are some fifty
translations of Faust in English, the vast majority of them
translations of Part I alone. Comparing three or four of them is
time-consuming, so you shouldn't do it with every line; but some
crucial lines need the perspective of at least two or more versions.
All translation is also to some degree interpretation, because the
word chosen in English is rarely exactly equivalent to the German.
The choice of a word is influenced by the translator's view of the
poet's meaning.

To give you an idea of the variation in translations, here are
versions by four translators of the Lord's important words in the
Prologue in Heaven.

Walter Arndt: Man ever errs the while he strives.

Philip Wayne: For man must strive, and striving
he must err.

Carlyle F. MacIntyre: Man is doomed to err as long as he
strives.

Randall Jarrell: A man must make mistakes, as long
as he keeps trying.

The differences between one English translation and another can be
more a matter of style than of meaning. The feeling of one
translation may be very different from another. Take, for example,
lines 338-39:

Of all the spirits of negation
The rogue has been least onerous to my mind.
(Arndt)

Of all the spirits of negation
The rogue is least of burdens to be borne.
(Wayne)

Of all the spirits of denial
The joker is the last that I eschew.
(Louis MacNeice)

Of all the spirits that deny
The mischief-maker weighs upon me least.
(Jarrell)

All the translators refer to Mephistopheles as the spirit of
negation or denial, and the basic meaning of the passage is the same
in each translation, but the images of the Devil as a "rogue" and as
a "joker" are very different. Your image of Mephistopheles as a
"rogue" or as a "joker" can influence your interpretations of the
play.

Because translations differ from the original you should be careful
not to attribute to Goethe what may, in fact, be the translator's
interpretation. Similarly, be careful not to overemphasize a few
words or phrases as you interpret Faust, because you may be dealing
more with the translator than with Goethe. The larger patterns of
the drama, rather than the small details of language, will most
likely give you a better idea of the original German text.


FAUST: PARTS I AND II: SOURCES

The Faust legends stem from the life of a real Faust--Johannes
Faustus, a German student of dubious reputation who lived from 1480
to 1540. Some of his contemporaries spoke of him as a faker, or
medieval con man, who lived by his wits. Others, however, thought
him a magician in league with evil spirits. He was reputed to travel
about with a little dog that was really a devil.

Soon after his death, the real Dr. Faustus disappeared into the
realm of legend. He became the scholar who sold his soul to the
Devil in exchange for universal knowledge and magical power. Martin
Luther, the leader of the Protestant Reformation, was, for example,
one of those who believed Faustus had been in league with the Devil.
The story was popular for its Christian moral: Faustus was damned
for pursuing worldly knowledge instead of studying the Scriptures.

By 1587 a Faustbuch (Faust Book) had appeared, a collection of the
various tales being told about the wicked magician. The book was
enormously popular, both in Germany and elsewhere. Later, Faust
became a popular character in puppet shows filled with slapstick
comedy. But, despite the comedy, the Faust plays always ended with
Faust being dragged off by the Devil, damned because he sought
forbidden knowledge. In addition, numerous handbooks of magic
appeared, bearing Faust's name. Of course, they always had
instructions on how to avoid the pact with the Devil.

The German poet Gotthold Ephraim Lessing (1729-1781) was the first
to make Faust a hero who was saved rather than damned. The
redemption was completed by Goethe, in whose great work Faust
represents the virtue of human aspiration. In Goethe's play, the
longing for knowledge that had once led to Faust's damnation leads
to Faust's salvation.

Goethe probably saw Faust puppet plays during his childhood and may
have produced one of his own in a puppet theater that his
grandmother had given him. Faust plays were a popular folk
entertainment. They were not high art, not the kinds of plays to be
found in court theaters. They owed their popularity to hell-fire
scenes and magic tricks performed by the devils. The literary source-
-that is, written text--for these Faust plays was The History of Dr.
Johann Faustus, published in Frankfurt in 1587, but it is unlikely
that Goethe was familiar with it. He probably did know Christopher
Marlowe's play, The Tragical History of Doctor Faustus, written
about 1590, in which Dr. Faustus is dragged off to Hell.

In these stories, Faust is a learned scholar who uses the arts of
black magic to raise the Devil. He makes a bargain with the Devil,
signing his name in his own blood. The Devil will have Faust's soul
after a certain number of years, but during those years the Devil
will do whatever Faust commands. The story was a moral tale for
Christians, for it warned them against trying to have more than
earthly power. In its frightening climax, it depicted Faust being
dragged into the fiery mouth of Hell. Yet the story was also a great
audience pleaser, because it offered opportunities for magic tricks
at the expense of authority figures like the Emperor.

The Gretchen story, which Goethe added from his own experience, is
not part of the original Faust plays. But the Helen story does
appear in the Faust legend. In some versions, Dr. Faustus raises the
spirit of Helen and lives with her for twenty years. The Emperor,
too, is part of the original story. Almost everything else comes
from Goethe's extensive reading. The figures of the Walpurgis Night
come from his study of alchemy, witchcraft, and magic. Those in the
Classical Walpurgis Night come from Greek and Roman literature, as
do Baucis and Philemon. The Three Mighty Men are found in the Old
Testament, and the figures that conduct Faust's soul upward are from
Christian tradition.

Goethe derived not only his characters but also his style from his
reading. You will find echoes of Shakespeare (the character Ariel is
borrowed from The Tempest), Dante, and Byron, as well as a direct
imitation of the Greek playwright Euripides.


FAUST: PARTS I AND II: PART I

Part I of Faust is divided into twenty-five scenes. The scenes have
descriptive names, not numbers. Most scenes are short. Line breaks
are used in this guide where scenes are long enough to be treated in
parts. The first three scenes stand outside the main drama. The most
important of them for the meaning of Faust is the Prologue in Heaven.


FAUST: PARTS I AND II: DEDICATION

Goethe worked on Faust intermittently throughout his long life,
sometimes setting it aside for a number of years. The poem that
constitutes the Dedication was written after Goethe had left Faust
virtually untouched for more than twenty years, from 1775 to 1797.
The Dedication reflects his mood as he speaks to the ideas, people,
and emotions connected with the earlier manuscript. He is reminded
of lovers and friends, most now dead, who had read the earlier
version of Faust. These memories fill him with emotion and seem to
make the present fade away.

NOTE: Faust contains numerous poetic rhythms, or meters. If you
don't understand German, it's difficult to appreciate the meters and
the contribution they make to the play's effect. A translation that
follows the original German meters, with their different fine
lengths and rhyme schemes, will give you some idea of Goethe's
poetic genius. The Dedication is written in what is called ottava
rima, because it has eight lines, the first six rhyming ababab and
the last two rhyming with each other, cc.


FAUST: PARTS I AND II: PRELUDE IN THE THEATER

There's an important message in this Prelude that you shouldn't miss.
No matter how fanciful Faust may seem (its characters include
animals, spirits, angels, witches, and God himself, while its
settings include mountain tops, palaces, and Greek islands), and
even though it  is written as poetry, it is a play and Goethe
intended it for the theater.

The three characters of the Prelude have three different views as to
what makes a good play. The Director, who wants a commercial success,
considers what the audience will pay for and what they want in the
theater. He calls for plot, action, variety, and spectacle.

In the Poet's remarks, you can see the Romantic theory of poetry.
Poetry is the highest essence of things, he says, since it is
concerned not with ordinary affairs, but with the most deeply felt
emotions and the highest, most abstract principles which make the
play meaningful for people in all times and places.

The Merry Person (called Comic Actor or Comedian in some
translations) laughs at the Poet's argument. Don't worry about
eternal values and posterity, he says. The successful playwright
draws from real life and makes people laugh.

The Director cuts the debate short by calling for action. You can
imagine him gesturing to include the whole stage as he promises that
the entire universe, including Heaven and Hell, will be presented on
his stage.


FAUST: PARTS I AND II: PROLOGUE IN HEAVEN

As if to prove that the Director isn't exaggerating, the next scene
takes place in Heaven. God is enjoying the songs of his archangels
who praise the wonders of His creation. You may be surprised to find
Mephistopheles, the Devil, in Heaven as well, but remember that in
Christian theology he is a "fallen angel." He is a cynic who shifts
the conversation from the praises of God to a criticism of humanity.
Men are unhappy, he says, because God has given them intelligence
and reason. He compares them to grasshoppers that constantly jump
about and stick their noses into everything.

Abruptly, God asks whether Mephistopheles knows Faust.
Mephistopheles does know him and thinks he's a strange man who's
never satisfied. Mephistopheles asserts that Faust could easily be
turned away from God. God is tolerant of Faust's confusion, saying
"Man ever errs the while he strives." In other words, so long as man
continues to search after truth, he will probably make mistakes.
Mephistopheles wagers that he can corrupt Faust, and God says that
as long as Faust lives, Mephistopheles may try to corrupt him. Both
are confident of winning the wager. God even encourages
Mephistopheles to corrupt Faust.

After God and the angels have disappeared, Mephistopheles addresses
the audience. You already know that he is a cynic and that there is
probably a mocking tone in his voice when he refers to God as the
"old gent" and comments on what a compliment it is for "a swell [an
important person] like him [to be] so man-to-man with the Devil!"

NOTE: All the Faust stories tell of a bet between Faust and the
Devil, but only Goethe's Faust includes a wager between God and the
Devil. Does this scene remind you of the wager between God and Satan
in the Old Testament Book of Job? In both Job and Faust, God, the
creator, allows the Devil, the negator, to try to corrupt an
"upright man." The Satan of the Old Testament tries to lure Job away
from God by destroying his health and possessions, but you will see
that Goethe's Mephistopheles will try to ruin Faust by putting
pleasure in his reach. You might also contrast Goethe's Faust, who
constantly searches and strives for understanding, with Job, who
blindly accepts his fate. In fact, Goethe introduces you in the
Prologue to the idea that man must be constantly striving. It is
this striving toward absolute truth and satisfaction that leads man
toward his highest development. The most dangerous sin is inaction,
or accepting any condition of life as satisfactory.

You will notice that Goethe uses a great deal of Christian symbolism,
and many wonder about his religious attitudes. His religious
philosophy is not traditionally Christian, but has been called
"religious paganism," meaning that he has religious feelings but
doesn't accept any specific beliefs.


FAUST: PARTS I AND II: LINES 354-520

This is your first view of Faust, in his dark and gloomy study.
You'll recognize the Romantic atmosphere right away. Faust is
wearing the black gown and square hat of the late medieval scholar.

NOTE: Although Faust is portrayed as a medieval scholar, he is
voicing the preoccupations of the late eighteenth century. Toward
the end of the century, a new movement, called Romanticism, opposed
the rationality of the earlier generation, called the Age of Reason.
The Romantics admired intensity of feeling and individual insight.
They recognized that not all knowledge was based on logical inquiry.
For them, the occult (which focused on casting spells, conjuring
spirits, studying astrology, interpreting symbols in magic books,
reading signs into natural events, and even taking drugs to induce
hallucinations) represented sources of knowledge scorned by
Classical thinkers.

The original Faust story, published in 1587, established the
tradition that Faust was a teacher in a fifteenth--or sixteenth-
century university. He begins this way in Goethe's tragedy, but time
and place soon become unclear.

Faust is not satisfied with what his learning has brought him. He
feels that he knows nothing and that teaching others is impossible.
He wants to know what is not taught in books, to experience direct
communion with the spirits of nature.

NOTE: This monologue is the first in a series of speeches by Faust
alone on the stage. Each of the speeches marks a different stage in
Faust's understanding of his experiences. You should keep track of
Faust's monologues so that you can trace his intellectual and
emotional development. This scene in his study is a touchstone
against which you can measure the later monologues, such as the
speech addressed to the Earth Spirit in Forest and Cave in Part I or
the monologue in Pleasing Landscape, Part II, Act I.

Opening a book written by a magician of the Middle Ages, Faust first
ponders a design representing the Universe, or Macrocosm, and then
finds the symbol of the Earth Spirit. This spirit is largely
Goethe's own invention and what it means is largely for you to
decide. Some readers think that the Earth Spirit is the "guardian
spirit" of life which actively lives within nature. Faust brings the
Earth Spirit to life, apparently by pronouncing a magic spell, but
then he fails miserably to impress the Spirit as an equal.

Does this mean that the Earth Spirit doesn't want to deal with man,
only with other spirits? Or does the Spirit think Faust is a
companion worthy only for Mephistopheles, not for purer and more
powerful spirits? The conversation between Faust and the Spirit is
crucial. Faust exclaims that he feels close to the "spirit of deeds,
" but the Spirit scornfully rejects him, saying that while he may be
close to the Spirit, he does not understand it.

The rejection will have serious consequences, but for the moment
Faust is distracted. Wagner, his research assistant, interrupts the
scene.


FAUST: PARTS I AND II: LINES 521-601

You'll recognize Wagner right away as the earnest student who works
hard but never really gets the point. He and Faust talk past one
another because Wagner insists on asking how to make effective
speeches, while Faust is telling him that deep feeling alone is
necessary and sufficient.

Wagner is finally persuaded to go back to bed. He asks Faust,
however, to continue the discussion tomorrow, Easter Day. Wagner's
last line is typical of people like him: "Though I know much, I
would know everything."


FAUST: PARTS I AND II: LINES 602-807

As Faust acknowledges, Wagner took his mind off his bitter
disappointment at the Earth Spirit's rejection. In fact, you might
see the two scenes as parallel. The Earth Spirit treated Faust much
as Faust, on a lower level, treated Wagner.

But now Faust has to face his despair. He is not a spirit but a man
subject to emotions and death. As he becomes more and more upset,
Faust looks for help in his books, his scientific instruments, and
the manuscript he was studying. Looking around the room, he notices
a small bottle of poison, which seems the answer to his restlessness.
He takes down a beautiful cup that had been used for ceremonial
feasts in Faust's family, fills it with the poison, and is about to
drink it when the sound of bells bursts in from outside.

In some Christian churches, Easter is celebrated with a daybreak
service, so that the rising of Christ from the dead is symbolized by
the rising sun. This service has just begun, and its joyful choruses
intervene in time to stop Faust from committing suicide.

You can imagine an antiphonal setting (one in which groups or
individuals call and respond to one another) between Faust and the
choruses. As they sing of the resurrection of Christ, Faust puts his
cup of poison down and expresses his feelings about Easter. It's not
so much that he responds to the religious meaning of the songs, but
that the music reminds him of his youth. On this Easter morning,
Faust is saved from death.

NOTE: The Easter service is an example of Goethe's use of Christian
symbols for his own purposes. Easter is a ceremony of rebirth, just
what is needed to bring Faust back from despair. The choruses of
angels, women, and disciples all express Christian promises of
consolation and redemption through Christ's resurrection, but they
are only symbols of spiritual renewal, not expressions of Goethe's
faith.


FAUST: PARTS I AND II: OUTSIDE THE CITY GATE

Imagine this as a scene in a movie, with the camera isolating groups
of people in a large bustling crowd. As Faust moves to the
foreground, the camera illustrates his speech, especially its effect
on the crowds of brightly dressed people. Clearly, Faust is a new
man, speaking from the heart when he exults with the crowd: "Here I
am Man, am free to be!"

The peasants revere Faust because he and his father, a physician,
had helped them during the plague. Faust says, however, that he and
his father don't deserve much praise because their potions caused
death as well as cured illness. Here is an early reference to the
main theme, that the search for knowledge can cause destruction.
Faust is very much aware of his limitations.

His reference to the deaths caused by his potions reminds Faust of
his feelings of futility. He tells Wagner that he feels a division
within himself. He is pulled toward the world of action and his
fellow man, and at the same time toward the ideals that go beyond
time and place. He wants a magic cape that will transport him beyond
his physical limitations.

NOTE: Conflict between two equally balanced sets of values is part
of human life. As Faust expresses it here, the conflict is between
the world of action and the world of thought. Faust wrestles with
himself throughout the play as part of his endless striving. You can
see the conflict in the contrast between, on the one hand, Wagner's
learning for the sake of learning and, on the other, Faust's
admiration for the "deed" and rejection of the people's simple faith
in favor of the truth. Do you feel the same conflict in your life?
Do you feel there are two forces at war in your mind? How do you
resolve them?

You'll remember that Mephistopheles described these two driving
forces in lines 304-05 of the Prologue. You won't be surprised that
Mephistopheles first appears to Faust shortly after Faust makes his
"two souls" speech. Faust seems to be ready for Mephistopheles.

Just as Faust expresses his wish for escape into a free life, he
sees a black poodle. Faust senses that there's something strange
about this dog, which follows him home.


FAUST: PARTS I AND II: STUDY

In his study, Faust decides to translate the Gospel of St. John into
German. He has difficulties with the first sentence, "In the
beginning was the Word." Faust doesn't think of the Word as the
origin of things. Words are merely a means of expressing essence,
and for Faust, essence is action, the Deed. His reasoning has led
him back to the Old Testament idea of "In the beginning God created
the world." Creation is action, the ruling force of the universe.

The poodle is restless and growls while Faust translates the Bible.
Faust is about to put him out when the dog suddenly changes shape
and becomes a threatening monster. As other spirits cry outside,
Faust casts spells on the monster. Nothing works until Faust brings
out the sign of the Trinity. At this, a cloud of vapor obscures the
monster, and Mephistopheles appears, dressed as a traveling scholar.

NOTE: It is important that Faust is not just a passive bystander in
Mephistopheles' efforts to claim him. The Devil didn't reveal
himself to Faust, but Faust recognized him and conjured him up. Is
it significant that Mephistopheles appears to Faust as a traveling
scholar? Does this disguise make Faust feel comfortable with him?

Although Mephistopheles doesn't reveal his identity, he refers to
himself as part of a force made up of both good and evil. Faust, who
imagines things as wholes, has trouble thinking of any being as only
part of a greater scheme of things.

After their talk, Faust discovers that Mephistopheles can't leave
because of the magic sign by the door. Mephistopheles' respect for
rules gives Faust the idea that he may be able to make a bargain
with him. Faust becomes more and more excited because he has the
Devil in his power, but Mephistopheles is anxious to leave. Finally,
Mephistopheles calls up a choir of spirits who sing Faust to sleep
while some mice help the Devil escape.

NOTE: Some readers observe that Faust's belief that Mephistopheles'
appearance was only a dream means that the Devil represents hidden
parts of Faust's nature. (The Romantics believed that the hidden or
"other" side of man's nature was revealed in dreams.) If Faust's
nature represents man's nature, then the Devil must represent hidden
parts of all of us. What do you think?


FAUST: PARTS I AND II: LINES 1529-1850

When Mephistopheles returns, ready to take Faust out on the town, he
finds that Faust's mood has changed. His negative mood of
frustration has returned. He talks of death, and Mephistopheles has
to remind him that he didn't commit suicide when he had the chance.
Faust's complaints merge in a horrifying curse on all human
motivations, from thought through fame and riches to patience itself.

The terrifying moment is intensified by mysterious voices of unseen
spirits that first mourn for "beauty destroyed" and then urge
renewal. Mephistopheles seizes his chance. He recognizes that a man
in the depths of despair is ready for a bet with the Devil. He
offers to become Faust's faithful servant and, when Faust wants to
know what the Devil will get if he wins, Mephistopheles says that he
wants "equal worth" after Faust's death. Presumably, he means that
Faust will be his servant in Hell.

Faust makes the famous wager with the Devil that will allow
Mephistopheles to collect his soul if Faust loses. Faust, however,
makes one crucial change in the wording of the bet. If
Mephistopheles ever makes anything so pleasant that Faust cries out
with desire to have time stop so that he may enjoy it, then Faust
will lose the wager and die at that moment.

NOTE: The idea of a totally fulfilled moment is central to Faust.
Remember that when the Lord makes his wager with Mephistopheles, he
says that man will always make mistakes while he strives. God also
says that man must strive continually, and that a Devil like
Mephistopheles functions to keep man moving. Mephistopheles'
advantage lies in providing life's best experiences for Faust, so
Faust may be tempted to call for time to stop and thereby lose to
Mephistopheles. You might want to draw up a list of the experiences
Mephistopheles provides and consider whether he left any out that
might have satisfied Faust.

Faust and Mephistopheles sign the pact in blood. Faust is anxious to
experience all of life, to fulfill all of human potential, at which
point he would be like God. Mephistopheles has to use persistent
argument and exercise patience to get Faust away from his
identification with "mankind's loftiest plane," which is
unattainable, and down to human pleasures, which are available.

At that moment one of Faust's students knocks on the door. Since
Faust is in no mood for students, Mephistopheles offers to play his
part.


FAUST: PARTS I AND II: LINES 1851-2072

The scene between the unsuspecting student and Mephistopheles pokes
fun at university study and scholarship in general. Mephistopheles
says that logicians and philosophers attempt to analyze and pin down
thinking but don't understand its intuitive components and,
therefore, produce students who can't think at all. The student
shows signs of understanding the importance of the concept, but
Mephistopheles smothers his objection in a stream of words about
words. Mephistopheles then signs the student's book with the words
"You will be like a god, and come to know good and evil." The Devil
believes that man tries too hard to understand all of life, to be
like God. And that is what makes man unhappy. Mephistopheles thinks
man would be better off concentrating on physical pleasure.
(Remember this scene with the student. He returns in Part II, and
you'll be surprised at his development--or not surprised, depending
on your view of academic institutions.)

Mephistopheles and Faust now prepare to leave on their first venture
together into the world outside Faust's study. When Mephistopheles
says, "The small world, then the great we shall peruse," he is
forecasting the shape of the drama. In the rest of Part I, Faust
explores personal relationships, the small world. Then, in Part II,
he moves into politics and technology, as well as an expedition to
the time of the Trojan War.


FAUST: PARTS I AND II: AUERBACH'S TAVERN IN LEIPZIG

A group of students are drinking in a tavern, singing bits of
traditional songs. Mephistopheles magically produces wine by
drilling holes in the table. Finally, he sets them quarreling with
each other and disappears with Faust, who is disgusted by the whole
episode.

You may wonder why this scene is here. Some elements of Faust belong
to the original legend. Among them are Faust's dabbling in the
occult, the pact with the Devil written in blood, scenes with Wagner,
the Emperor's court, the resurrection of Helen of Troy, and
Mephistopheles' magic tricks with gullible students or courtiers.
Thus, a scene where Mephistopheles reveals his powers is traditional.
Furthermore, Auerbach's Tavern was a real place that had long been
associated with the Faust legend, and its walls were decorated with
paintings representing Faust's adventures.


FAUST: PARTS I AND II: WITCH'S KITCHEN

Mephistopheles takes Faust to a Witch's Kitchen complete with
boiling cauldrons and long-tailed monkeys. There, Mephistopheles
gives Faust a potion that makes him look and feel much younger. As
Faust walks around the kitchen, he comes upon a magic mirror and
finds himself fascinated by it. In the mirror he sees the image of
the loveliest woman he can imagine. At a distance the image is clear,
but it becomes misty and remote when Faust approaches. By the end of
this scene, the Devil has prepared Faust for the love affair that
will dominate the rest of Part I.

This is the first appearance of an important theme, the beauty and
love of women and their influence on men. For Goethe, women
represent an ideal that brings out the best in men. Sexual love is
therefore a symbol of union, and the vision in the mirror represents
the Feminine as an abstraction. You will see how that abstraction is
embodied in the two women Faust falls in love with--Gretchen in Part
I and Helen of Troy in Part II.

Why does Mephistopheles make Faust thirty years younger? Is it only
to make Faust more attractive and energetic and thus to make the
rest of Part I believable? Or do you agree with readers who believe
that Goethe makes Faust younger so that you may see how he evolves
from a young man preoccupied with lust to a mature man who gains
insight and understanding?


FAUST: PARTS I AND II: STREET

As Mephistopheles has predicted, every woman looks like Helen of
Troy to Faust, especially the woman Faust meets on the street. This
is Margarete, usually called Gretchen, the German diminutive of her
name. With great dignity, Gretchen refuses to be picked up by Faust.

NOTE: Most of the last half of Part I is concerned with the sad tale
of Gretchen's seduction by Faust and her descent into madness after
murdering her baby. This is possibly the most widely known part of
Faust and some readers think it is the most effective. But don't
judge it too quickly. The story of Gretchen falls into place and
takes on a different meaning when it is read in the context of the
whole play. Here, Faust strives--and fails--on a personal level, but
it is not the whole story.

The story of Gretchen is usually called a tragedy. But whose tragedy
is it? Is it Gretchen's alone? Or is it Faust's tragedy too? And
what causes the tragedy--character, situation, or Mephistopheles'
meddling? Keep these questions in mind as you read it.

The contrast between Faust's behavior in the scene in the Witch's
Kitchen and this scene on the street is astounding. There, he was
entranced by an idea of feminine beauty. Here, he is impatient to
get into the girl's bed. He orders Mephistopheles to act, in effect,
as his pimp.

What do you think of Faust's passion? Is it understandable in a
scholar who has just been made young and introduced to the real
world? Or does it represent a universal male attitude toward women?
There is no hint here of marriage. Faust's feelings are intense, but
they have one object only. Can they be condoned?


FAUST: PARTS I AND II: A CLEAN LITTLE ROOM

In this very dramatic scene, your sympathy and admiration for
Gretchen deepen. She's an innocent young woman, no match for an
upper-class suitor aided by a Devil who leaves caskets of jewels in
her closet. The cleanliness of her room mirrors the cleanliness of
her soul and contrasts with Mephistopheles' lewdness.

Faust's fantasies while sitting in her chair and looking at her bed
show that he is in love with his own idea of sexual happiness rather
than with a real person. His feelings are deeply stirred, but his
conscience is not very active. For a moment he seems to have second
thoughts about the harm he may bring to Gretchen, but Mephistopheles
quickly keeps him from thinking about that.

The song Gretchen sings about the faithful lover is one of Goethe's
most famous poems and was set to music by Romantic composers such as
Franz Liszt and Hector Belioz. Another of Gretchen's songs, the
spinning song from "Gretchen's Chamber," Part I, is equally famous
and was set to music by Franz Schubert.


FAUST: PARTS I AND II: ON A WALK

Gretchen has been persuaded by her mother and the local priest to
give the jewels to the Church, thus making Mephistopheles furious
and giving Goethe a chance to make fun of the greed of the Church's
servants. You discover that Faust's "second thoughts" in Gretchen's
room were not very sincere. Gretchen's mother and the Church have
given him a chance to abandon his evil plan. He decides to go ahead,
however, and commands Mephistopheles not only to get another set of
jewels, but also to reach Gretchen through her neighbor.


FAUST: PARTS I AND II: THE NEIGHBOR'S HOUSE

This is the first scene in which Faust does not appear.
Mephistopheles shows what a good job he can do for his master, and
the scene plays very well. It's funny, surprising, and full of comic
devices. Mephistopheles invents a character for himself and carries
it off so convincingly that he's afraid the widow Martha is falling
for him. The scene also shows Gretchen beginning to give in to the
Devil's seduction. With the help of Martha, she keeps the second
casket of jewels concealed from her mother.


FAUST: PARTS I AND II: STREET

Look carefully at this little scene to understand Faust's
development. At first, Faust makes moral objections to
Mephistopheles' suggestion that he should pretend he was a witness
to the death of Martha's husband, but then he has to admit he
intends to deceive Gretchen. Faust tries to argue that his intense
feelings are reason enough for pursuing Gretchen. In the end,
however, he admits that the Devil is right.


FAUST: PARTS I AND II: GARDEN; GARDEN PAVILION

In these two scenes Gretchen reaches the peak of happiness. Faust
declares his love for her as they are plucking the petals off a
daisy, and she in turn declares her love for him in the little
garden pavilion where he has pursued her. Faust has won her
confidence by listening sympathetically to her life story. You now
know more about Gretchen, especially about her relationship to her
mother. This knowledge will explain Gretchen's later actions, which
might otherwise seem inexcusable.

This scene is sometimes called the "quartet." As first Gretchen and
Faust walk across the stage, then Martha and Mephistopheles, you see
clearly the contrast between spiritualism and idealism (represented
by Gretchen and Faust) and cynicism and materialism (represented by
Martha and Mephistopheles).


FAUST: PARTS I AND II: FOREST AND CAVE

This scene is an interlude in the progress of the Gretchen drama. It
is outside the realistic time frame that has been set up. The scene
focuses on Faust's feelings--you might say it's a glimpse into his
mind. In his first monologue, Faust had addressed the Earth Spirit,
which rejected him. He now feels that the Spirit has blessed him
with insight into himself and into living things. It seems as if the
experience of love has reconciled Faust to the Earth Spirit, so that
he feels in harmony with Nature.

Faust is beginning to hate Mephistopheles. He can't do without him,
but he cannot stand his denial of strong emotions. Faust senses that
his dependence on Mephistopheles will intensify as the Devil
fulfills his desires and whets Faust's appetite for new experiences.

NOTE: You will have noticed that Faust's speech is in blank verse--
that is five-stress lines that do not rhyme. It's the meter of
Milton's Paradise Lost and of Shakespeare. Goethe deeply admired
Shakespeare's works, which he read in English and in German
translation. You will see the growing influence of Shakespeare as
Part I comes to a close.

The rest of the scene illustrates what Faust is beginning to hate so
much about Mephistopheles--the Devil's contempt for both Faust and
Gretchen, his lack of respect for intense feelings, and his
coarseness. Perhaps most irritating of all to Faust is that he has
to admit Mephistopheles is right about his relationship to Gretchen.
Gretchen must be a sacrifice to the powers of Hell, and this
knowledge inevitably shatters Faust's mood of harmony with the Earth
Spirit. As Mephistopheles speaks to Faust, he makes so many erotic
references to Gretchen that Faust hurries away to find her.


FAUST: PARTS I AND II: GRETCHEN'S CHAMBER; MARTHA'S GARDEN

Remember that Faust and Gretchen have had no opportunity to
consummate their love yet. In her sad song over the spinning wheel,
Gretchen mourns for her lost peace of mind. Now that she is in love
with Faust, her entire universe has been reduced to her relationship
with him. Love brings joy only in the presence of the beloved. When
he is not there, her heart aches.

Once you have seen the emotional states of both Faust and Gretchen,
you see them together again in Martha's garden. The carefree young
girl expressing her love has been replaced by a woman worrying over
the spiritual health of her lover. Perhaps Gretchen is beginning to
understand that Faust may not be trustworthy, since he does not
accept the Christian faith. He answers her questions with a
theological argument: God is indifferent about our belief in Him; it
is enough that He gave us the capacity to relate emotionally to the
world.

NOTE: Faust's reply to Gretchen goes beyond a speech appropriate to
the character. It is an expression of Romantic theology. It does not
matter whether we believe in God because God will perform His
function in the universe without us and without the names we invent
for Him. (Remember the Romantic preference for the idea and action
behind the Word, not the Word itself.) Profound emotion sincerely
felt represents an aspect of God. "Feeling is all," says Faust--or
rather--Goethe.

Gretchen is consoled to some extent, though she now worries about
Mephistopheles, whom she does not like. It was a common belief that
the pure and innocent could sense the presence of the Devil, which
Gretchen clearly does. She knows instinctively that Mephistopheles
"cannot love a single soul." Faust, as you know from the previous
scene, shares her feelings about Mephistopheles, yet he brushes her
objections aside as prejudice.

It is a stroke of psychological genius to place the consummation of
Faust and Gretchen's love at a point where the relationship is
troubled. Gretchen is insecure enough to agree to give her mother a
sleeping potion. Despite what you have been told by Gretchen herself
about her mother's harshness toward her, it is unlikely she would
agree to risk her mother's life if she weren't desperately in love.

The final exchange between Faust and Mephistopheles shows the Devil
mocking Gretchen's simple Christianity and looking forward to
sharing Faust's sexual pleasure. He also anticipates trapping the
souls of Faust and Gretchen and thereby winning his bet with God.
His coarse and crude expression disgusts Faust, who is by now
tormented with conflicting feelings.


FAUST: PARTS I AND II: AT THE WELL; BY THE CITY WALL

These two scenes confirm what you might have expected--Gretchen is
pregnant by Faust. She faces the public shame that her companion at
the well--Lieschen--describes with such relish for the girl they are
gossiping about, and she seeks comfort for her anxiety and suffering
from the Virgin Mary.


FAUST: PARTS I AND II: NIGHT

A cruel punishment is dealt Gretchen in this scene, where Faust and
Gretchen's brother Valentine fight, and Valentine is killed. Not
only does Gretchen lose a brother, but he dies cursing her.

Valentine's vehemence seems out of proportion until you remember
from his first speech how much his own honor and reputation had been
bound up with Gretchen's virtue. Valentine cares nothing at all for
her feelings--a dying brother's curse is an unbearable burden--but
only for the injury done to him: "When you renounced your honor
first, Then was my heart most sorely pierced."

NOTE: Notice the song Mephistopheles sings as he and Faust approach
Gretchen's house. It is a cruel song in which he mocks Gretchen. He
sings that a girl shouldn't make love with a man unless she has a
wedding ring from him.

What are your feelings toward Faust at this point? Do you find it
difficult to see him as a victim of the Devil's magic? Remember that
he has contributed to the deaths of Gretchen's mother and brother,
and that in this scene he speaks of Gretchen with indifference, as
if she were a prostitute.


FAUST: PARTS I AND II: CATHEDRAL

This is the last time you will see Gretchen as a sane girl. She is
tormented by spirits--the voice of her own conscience whose
accusations are intensified by the Latin verses ["Day of Wrath"]
sung by the choir during the Mass for her mother and brother. She is
now totally ruined. Her mother has died as a result of the sleeping
potion that Faust gave her; she is partly responsible for her
brother's death; and she is pregnant by Faust, who has abandoned her.

NOTE: You'll have to make up your own mind about what caused
Gretchen's ruin. It's too simple to say that it was caused by
Mephistopheles' tricks. Although he brought Faust and Gretchen
together and supplied the jewels and the sleeping potion, he did so
on Faust's orders. Did Faust, then, cause Gretchen's misery? In one
way he did, because he slept with her. But he could not have done so
if she had remained as firm in her refusal as she was when she first
met him. There are other, less direct causes: The doctrine of
Romantic feeling so eloquently expressed by Faust apparently leads
to disaster after the feelings are indulged. The society in which
Gretchen lives is harsh and unforgiving, as the scene with Valentine
illustrates so horribly. (In order to make a social criticism,
Goethe probably based the Gretchen tragedy on the execution for
infanticide of a girl in his native Frankfurt.)


FAUST: PARTS I AND II: WALPURGIS NIGHT

As Mephistopheles and Faust were skulking under Gretchen's window in
Night, they were discussing their intention to attend the Witches'
Sabbath, or Walpurgis Night. Walpurgis Night, April 30, celebrates
May Day (May 1) and takes place in the Harz Mountains in central
Germany. It is traditionally a night when witches gather on a high
mountain for crude, sexually explicit celebrations.

Walpurgis Night represents Faust's deepest involvement with the
Devil and his followers. In order to intensify your perception of
Faust's degradation, Goethe has Walpurgis Night follow the scene
where Gretchen, Faust's victim, faints in the Cathedral. Instead of
showing you what Gretchen, in her madness, has suffered, he shows
you how far Faust has fallen. The Walpurgis Night scene also gives
you a sense of the unreality of the world Faust has entered through
Mephistopheles' magic. Faust is not aware of Gretchen's pregnancy.
Since she has killed the baby by the time he returns, he must have
been gone about a year. The Walpurgis celebrations represent
symbolically the way in which Faust passed his time during the year.

You should read the Walpurgis Night scene without worrying too much
about the obscure references. Goethe put his enemies among the
witches and made jokes about them that are difficult to understand
now. The important thing to remember is that this is a Northern
Witches' Sabbath, in contrast to the Classical Walpurgis Night in
Part II. Goethe is fascinated by the contrast between the gloomy
Romantic North, represented by Germany and the sunny Classical South,
represented by Greece.

Mephistopheles and Faust journey to the mountain, led by an erratic
Will-o'-the-Wisp, while overhead the witches fly in on the storm
winds. They make such noisy confusion when they land and greet each
other that Mephistopheles pulls Faust aside. He thinks it odd they
should isolate themselves from what they came to see, but
Mephistopheles offers him a tour of the groups assembled round their
different fires.

They visit a group of old men bemoaning modern times (these may have
been modeled on Goethe's colleagues in the government of Weimar).
Then they dance with witches to the accompaniment of lewd jokes.

Suddenly, the fun goes sour for Faust. First, he finds himself
disgusted with his dancing partner, a pretty young witch, because a
mouse jumps out of her mouth as they dance together. Then, he sees
an apparition that reminds him of Gretchen. He cannot take his eyes
from her, gazing with horror at a thin red line across her throat.
You can imagine Mephistopheles realizing that he must do something
quickly or Faust will turn and run away. He grabs Faust and pulls
him along to see a play that is just about to be performed.


FAUST: PARTS I AND II: WALPURGIS NIGHT'S DREAM

The play with which Mephistopheles distracts Faust serves as an
interlude and has no real connection with the rest of the play.
There is no plot and nothing happens. The scene is called "The
Golden Wedding of Oberon and Titania" and refers directly to
Shakespeare's A Midsummer Night's Dream. The four-line poems are
recited by mythological characters and various other strange figures
and most make fun of Goethe's contemporaries. This interlude serves
as a transition between the frenzied Walpurgis Night celebration and
the scene that will follow.


FAUST: PARTS I AND II: DREARY DAY

This is the only scene in Faust written in prose rather than verse.
Why does Goethe's style change here? Some readers believe Goethe
switched to prose to highlight Faust's return to the real world from
the fanciful world of Walpurgis Night.

Faust is filled with anger and guilt. He learns that Gretchen is in
prison and he accuses Mephistopheles of deliberately distracting him
while Gretchen suffered. He asks Mephistopheles to help him free her,
but the Devil refuses. After Faust finishes shouting at him,
Mephistopheles accuses Faust of lacking the courage to accept the
consequences of his actions. "Which one of us is most responsible
for Gretchen's ruin?" he asks. Mephistopheles becomes unaccountably
less powerful than Faust thought he was. "Do I have all the power on
earth and in heaven?" He can't release Gretchen from prison, and he
can't protect Faust from the police, who are looking for him after
Valentine's murder. All he can do is trick the jailer so that Faust
can seize the prison keys and take Gretchen away.


FAUST: PARTS I AND II: NIGHT; DUNGEON

Faust and Mephistopheles ride magic horses to the dungeon where
Gretchen lies imprisoned. On the way, they pass the stone where she
will be beheaded (Faust had seen a red line round her neck at the
Walpurgis Night dance), and where the witches are already gathering
like vultures.

The dungeon scene is heart-rending. As Faust approaches Gretchen's
cell, he hears her singing an insane song much like the one Ophelia
sings in Shakespeare's Hamlet (Act IV, scene v). She mistakes Faust
for her executioner, and as she begs him to save her, Faust realizes
she is mad. Faust is wracked with guilt, and as he calls her name,
she recognizes him.

Faust begs her to leave with him, but she refuses. In her confused
state she rambles wildly about her baby's drowning and her mother's
death, and about the details of the places where all the members of
her ruined family are to be buried. She knows she doesn't want to
escape punishment for her sins and believes only death will bring
her peace of mind. Faust almost picks her up to carry her away but
her refusal to flee deters him. As day breaks, the bells begin to
peal for her execution, but she thinks they are wedding bells.

This scene, which concludes Part I of Faust, ends in frenzied action.
Mephistopheles tries to hurry Faust away, because the magic horses
will disappear with daylight and they must be on their way. He pulls
Faust away as Gretchen throws herself down in a final prayer.
Mephistopheles coldly says she is condemned, but he is contradicted
by a heavenly voice that announces, "Redeemed!" They leave as
Gretchen calls Faust's name with her dying breath.

NOTE: Some readers believe that when Mephistopheles calls "Hither!
To me!" he is dragging Faust away to Hell. Such an ending would be
appropriate if Part I concluded the play. Certainly it creates a
dramatic contrast between the heavenly voice redeeming Gretchen and
the devilish one summoning Faust. You should take these last few
lines into account when you argue for or against the unity of Faust.

This is not the last you will see of Gretchen. She appears at the
end of the whole drama when she pleads for Faust's soul.

Faust has made a dismal failure of his first experiments with
supernatural power. He has caused destruction and suffering to a
whole family through the indulgence of his own feelings, aided by
Mephistopheles' power. Yet perhaps he suffers more than all his
victims, because he is left with the burden of guilt. Think back to
the "Prologue in Heaven." The Lord said that man must always err
while he strives. Faust has tried to satisfy his desires and has
caused misery and destruction. But the Lord also had confidence that
man understands the right way, no matter how dark his urges. Faust
must now reconcile himself to the painful knowledge of "the
appointed course."


FAUST: PARTS I AND II: PART II

In Part II of Faust the theme of striving also is important. You'll
remember that at the end of Part I Faust was still not happy; he
continues to need to satisfy his craving for worldly accomplishments
and experiences. He will find that no experience or accomplishment
will bring him lasting peace, but it is of utmost importance that he
continue to strive, and that he believe there is something larger
than himself.

Faust continues to have new experiences and adventures in Part II.
His pact with Mephistopheles is still in effect and will be until
Faust's death. A difference between the two parts is that in Part I,
Goethe bombards you with intense physical experience, while Part II
is calmer as it explores your Classical heritage. For that reason,
Part II is more representative of mankind's (particularly Western
man's) striving for fulfillment than of an individual's striving.

In Part II, Goethe creates a world of magic, filled with symbolism.
At times it will not seem to make sense. But don't worry, time and
space are meaningless in this part of Faust. The important thing for
you to keep in mind is Faust's striving, his grasping for
understanding.


FAUST: PARTS I AND II: CHARMING LANDSCAPE

The first scene acts as a bridge between Part I and Part II of Faust.
Faust, perhaps shortly after the emotional scene in Gretchen's
prison cell, is at the point of nervous collapse. As he tosses and
turns in a bed of flowers, kind spirits sing him to sleep. The
spirits are led by Ariel, the air sprite of Shakespeare's The
Tempest. Ariel sings about forgetfulness and healing, and suggests
that when Faust wakes he will feel refreshed.

NOTE: Because Faust is about the striving of Western man, and
because Goethe praises artistic and intellectual attainments, you
shouldn't be surprised that he modeled much of the poetry in this
scene after the works of two other great writers, Dante and
Shakespeare. Ariel's song is similar to Ariel's lines in
Shakespeare's The Tempest. Ariel is the voice of the air who is
released into nature in Shakespeare's play. In Faust, Ariel speaks
as the healing voice of nature.

The meter of Faust's monologue is that used by Dante in the Divine
Comedy. In the Divine Comedy, Dante travels from Hell to Heaven in
search of understanding about God and salvation. The meter Dante
used was called terza rima (third rhyme) and rhymed aba, bcb, cdc,
and so on.

The final stanza of the poem is an elaborate hymn to human life.
Faust stands with the sun behind him--knowledge too powerful for man-
-watching a waterfall, which represents the rush of life. The water
breaks into innumerable streams, just like the actions of men. But
the downward force sends up a spray, "a soaring lacework," whose
droplets make a rainbow. "This mirrors all aspiring human action,"
says Faust. The shining prisms flung upward represent art, music,
philosophy--the best of human attainments. This is Faust's
consolation. No matter how terrible man's mistakes may be, he is
capable of the finest achievements.


FAUST: PARTS I AND II: IMPERIAL RESIDENCE

Remember that in the second Study scene of Part I, Mephistopheles
promised Faust that they would peruse first the small world and then
the great. In this scene, you see the great world of the Emperor's
court. Most of the Faust legends include a visit to the Emperor's
court, where Faust astounds the Emperor with magic tricks. But this
one is different. The Emperor is no single monarch but a
representative of monarchy in general. You will notice that no one
in this scene has a name, except Mephistopheles. The people are all
types--the Chancellor (a high official, such as a secretary to a
king), the Treasurer, and so on. The problems they complain of are
universal. As Mephistopheles takes his place beside the Emperor, the
crowd mutters its comments. Watch for these barely audible remarks
throughout this scene and the next. They frequently express the
commonsense view of what is going on.

The Emperor doesn't seem very interested in affairs of state. He
wants to get on with a planned Carnival celebration (see the next
scene), but his court officers paint a picture of a kingdom in ruin--
lawless, in debt, its citizens demoralized.

NOTE: Goethe himself was a minister of state for the Duchy of Weimar
and was familiar with court life and the administration of a country.
He bases his generalizations about sound administration on his own
experience, as you will also see when Mephistopheles brings paper
money--and inflation--to the Emperor's court.

The Emperor's shallowness is shown by his turning to Mephistopheles,
now dressed as the Court Fool, for his opinion. Mephistopheles
answers with blatant flattery, which the crowd immediately
recognizes. He promises the court vast stores of money to solve the
realm's problems. The court officials, however, are not all as
foolish as the Emperor. The Chancellor senses that he is in the
presence of an evil power. Notice in his speech the number of
references to the Devil: "Mind is Satan"; "The black magician!"; and,
finally, "The wizard and the fool live hide in hide." But he is
brushed aside and never speaks again during the scene. Foolish trust
in trickery entrances the court as Mephistopheles manipulates an
Astrologer to promise hoards of gold and then describes how much
gold there is to be dug out of the ground.

The Emperor is impatient to get the gold, but Mephistopheles
apparently needs time. He uses the Astrologer as a mouthpiece to
insist on the normal course of events, especially the Carnival. As
the Emperor and his court take their places for the Carnival,
Mephistopheles contemptuously scorns "This foolish lot."


FAUST: PARTS I AND II: SPACIOUS HALL

This scene introduces Faust to the Emperor's Court, and the Carnival
(which you learn later was directed by Faust) is a convenient
opportunity for Faust and Mephistopheles to dazzle the court with
magic. The entertainment is in the form of a masque, a court
spectacle in which music and dancing accompany a pageant of symbolic
characters. The Carnival, modeled on Roman carnivals that the
Emperor (and Goethe) had seen, celebrates Mardi Gras, the Tuesday
before the first day of Lent (Ash Wednesday).

The masque portion of the entertainment proceeds much as planned by
the Herald, who acts as the master of ceremonies and controls it
from the side of the stage. Mephistopheles and Faust then give it a
sinister turn, playing on the crowd's fascination with gold and
magic power. At the culmination of the action, the entire stage
bursts into flames, which can be quenched only by water magically
produced--like the flames themselves--by Faust.


FAUST: PARTS I AND II: LINES 5065-5455

The first part of the masque follows the Italian pattern pretty
closely, with flowers, flower girls, gardeners, woodcutters, and
other rustic figures. The mood becomes comic as stock characters
from Italian comedy enter, wearing baggy pants and traditional
makeup. There is a general drinking chorus, which leads into a
procession of poets. At this point the masque becomes explicitly
Classical. The Herald introduces, in turn, the three Graces, the
three Fates, and the three Furies, who describe their respective
functions. The climax of the masque comes with the entrance of
Victory on the elephant.


FAUST: PARTS I AND II: LINES 5456-5986

With the entry of Mephistopheles, dressed as two vulgar characters
from Greek literature, the Herald loses his grip on the pageant.
When he strikes Mephistopheles with his stick, the Devil becomes
first an egg, then a snake, and then a bat, alarming the spectators,
who scatter in fear.

The Herald is reduced to asking for help in order to explain the
chariot which now appears. It is driven by a boy who represents
poetry, and carries Faust, disguised as Plutus, the god of wealth.
Mephistopheles now personifies Greed, one of the seven deadly sins
in medieval Christian belief.

The boy charioteer's tricks with jewelry and flames, and
Mephistopheles' disguise, indicate the theme--greed for gold. Faust,
as Plutus, shows great chests of gold to the crowd, who try to rush
for them. They are beaten back, however, by flames from the Herald's
mace (a club; sometimes a symbol of authority), magically produced
by Faust.

Mephistopheles transforms the gold into a giant male sexual symbol.
The Emperor and his lords enter, dressed as the Greek god Pan (who
ruled over nature) and his followers, bringing with them the
expectation of unrestrained indulgence in sensual pleasure and the
threat of uncontrolled violence.

Finally, everything goes up in flames as the Emperor's beard catches
fire. You can imagine the Herald standing to one side, describing
the horror of the scene as the entire hall lights up. Faust
magically douses the flames with water, bringing calm to a terrible
scene.

NOTE: Does the light-hearted Carnival depict the tone of the
Emperor's court? Does the masque represent the self-indulgence of
the court? The Emperor, responsible for an entire kingdom, seems
only to be interested in entertainment. Is Goethe suggesting that
this is true of all Emperors? What is the significance of the
references to Greek mythology? Is it to differentiate the Romantic
[Germanic] world, in which the mood is serious, and the more light-
hearted Classical [Italian] world? The fact that the boy charioteer
(who represents poetry) accompanies Plutus (the god of wealth) may
suggest that poetry adds spiritual meaning to the comforts of
material wealth. Faust's and Mephistopheles' use of gold and fire,
important to the survival of any society, might suggest that if
these elements are not handled properly, they can destroy the
society that needs them.


FAUST: PARTS I AND II: PLEASANCE

Because of their brilliant success with the Carnival Masque, Faust
and Mephistopheles are in great favor at court. The Emperor even
orders Faust to secure all future entertainments. Mephistopheles and
Faust further prove their usefulness when the court officials rush
in, declaring that all the problems of the kingdom have been solved
by the introduction of paper money. Even the skeptical Chancellor
seems convinced as he reads a proclamation that the paper currency
represents gold waiting to be mined.

Mephistopheles sounds like a huckster peddling a new gadget as he
describes the convenience of paper money. Faust is more serious,
pointing out that because the paper money is based on gold, it is
secure. The light-minded Emperor believes them both and rewards them
with the "inner soil" of his realm, the ground beneath the surface
where the gold is supposedly hidden. He gives paper money to all his
courtiers, who promptly exit to spend it on their own concerns.

NOTE: Goethe's original audience would have been more interested in
the problems caused by paper money than you might be. Paper money
had been introduced in France in the eighteenth century, and Louis
XV's use of it (and the subsequent inflation it caused) helped
create the financial crisis that contributed to the French
Revolution. The French Revolutionary government had also used paper
money, which became practically worthless in just a few years.
Because this entire episode with the Emperor is a satire, do you
think Goethe might be poking fun at those who thought that the
introduction of paper money would solve all their problems? Could
Goethe be pointing out the greed of the Emperor, his officials, and
his subjects? Don't forget that all of the circumstances surrounding
the issuance of paper money at the Emperor's court are magical and
therefore fraudulent. It is Mephistopheles who devised the plan and
the Emperor's signature had been obtained the night before at the
Carnival, where he had been unaware of what he was signing.


FAUST: PARTS I AND II: DARK GALLERY

Faust is beginning to find the Emperor's constant demands for
amusement trying. Now he must produce Helen of Troy and her lover,
Paris, who stole her from her Greek husband, King Menelaus of Sparta,
and thus provoked the Trojan War.

Mephistopheles can't help Faust much. Notice that when Faust faces a
crisis, Mephistopheles backs off. In Part I, his magic could not
save Gretchen, and now he contends, "I have no commerce with that
pagan clutter"--an excuse that depends on Mephistopheles' origins in
Christianity. The only way Mephistopheles can show Faust is through
an encounter with mythic figures called the Mothers. Faust must
descend into the underworld, where the Mothers live, with a magic
key in his hand. He will see a tripod (three-legged stool) in the
middle of the Mothers; he must touch the key to the tripod and bring
it back. The key will then have the power to summon mythological
characters.

NOTE: This adventure will differ from Faust's previous ones. The
influence of the Devil is less evident as Faust moves from the world
of flesh and blood to that of spirits. Mephistopheles tells him that
he must reach into emptiness and limitless space to find what he's
looking for. Some readers think this scene illustrates the limits
and superficiality of Christianity. Do you think Goethe is arguing
that Christianity has no power over the basic elements of life?

The Mothers seem to be Goethe's own invention. He suggested in a
letter that they might be based on a cult of mother goddesses found
in Chapter 20, "The Life of Marcellus," of Plutarch's Lives. Some
readers think Goethe might be punning on the similarity in sound
between the German words for mother ("Mutter") and myth ("Mythe").
No matter where Goethe got the idea for the Mothers, they seem to
represent something primeval, the source of all life.


FAUST: PARTS I AND II: BRIGHTLY LIT BALLROOMS

In this light and cheerful scene, Mephistopheles stalls while Faust
goes down to the Mothers. Mephistopheles is helped by the court
ladies, who want his magic powers to help them cure freckles and a
lame foot, as well as to recover a straying lover. Mephistopheles is
losing his usual confidence. He prays to the Mothers to let Faust go
and then looks fearfully into the Hall of Chivalry, where the
Emperor and his court are assembling. The hall is dark and
mysterious enough to frighten even Mephistopheles with spirits that
"find their way all by themselves."


FAUST: PARTS I AND II: HALL OF CHIVALRY

Chivalry refers to the medieval code of knightly conduct, which
includes courage, loyalty, courtesy, fairness, respect for women,
and protection of the poor.

This is one of the most theatrical scenes in Faust. Imagine the
stage in two parts: an inner stage on which Faust, who has just
returned from the Mothers, presents Paris and Helen; and an outer
one, where the Emperor and his court are arranged on each side,
watching the action and at the same time addressing their remarks to
each other and to the audience. The fun in this scene comes from the
chatter of the court ladies and gentlemen as they criticize the
apparitions of Paris and Helen, treating them as if they were real
people, almost their colleagues at court. Contrast this chatter with
the deep reverence of Faust, who is stilled to his soul by Helen's
beauty. The action cuts from one to the other as the tension mounts.

When Helen emerges, Mephistopheles shows his coarseness in his
comment: "She's pretty, yes, but not my cup of tea." Nevertheless,
Faust is overwhelmed.

NOTE: From its beginning, the Faust story included the raising of
Helen from the underworld. It is regarded as the ultimate magic
trick. Marlowe's Doctor Faustus contains a famous line spoken by
Faust as he first sees Helen: "Is this the face that launched a
thousand ships?" This is, of course, a reference to Helen's central
role as the cause of the Trojan War, according to the ancient Greek
epic The Iliad by Homer.

The magical appearance of Helen is especially important in
understanding Faust's quest. She represents the essence of female
beauty, eternal and always guarding its ultimate mystery. She is
also a Classical heroine, who brings with her the authority of great
poetry from the age of Homer. But this Helen is a "shade," a
reflection of real beauty. Faust wants to acquire the real Helen,
not the apparition in this scene. His pursuit of Helen symbolizes
Faust's desire to unite in himself the Classical and the Romantic
spirits.

Look carefully at the terms by which Faust worships Helen, so that
you can understand the difference in his attitude toward Gretchen in
Part I and Helen in Part II. He sees Helen as the ideal of beauty
that he could only imagine "deep within my breast." He felt mostly
lust for Gretchen and he had treated her indifferently. Seeing Helen
marks a watershed in his life. From here on, he will take on a "new
priesthood," worshipping Helen and undertaking a "dread quest" in
search of her. In pursuing Helen and vowing to devote the energies
of sexual passion to her, Faust is trying to unite the ideal, or
Classical (symbolized by Helen), and the real, or Romantic
(symbolized by passion). You will see that ultimately he fails.
Excess emotion brings ruin and grief.

As the apparition of Helen approaches the sleeping Paris, you follow
the action through the comments of the watching courtiers. But Faust
has become obsessed. He tries to rescue Helen as Paris sweeps her up
in his arms, flourishes his magic key at the apparition, and invokes
the Mothers to help him gain what he cannot live without. The crowd
of courtiers rise from their seats terrified as a loud explosion
ends the show. Faust loses consciousness and is carried off by
Mephistopheles.


FAUST: PARTS I AND II: ACT II

Goethe has to bring Faust and Helen together. Faust is still far
from his goals, but he will have to find new ways of reaching them.
In his search for the reality that the shade of Helen represents,
Faust must go to the world of Persephone, the queen of the
underworld. As you already know, Mephistopheles can't lead Faust
into the world of the spirits of Classical antiquity, so Homunculus
("little man"), a spirit in a glass bottle, will be his guide.
Mephistopheles, Faust, and Homunculus will, through participation in
a Classical Walpurgis Night, enter into the Classical world.
Homunculus finds bodily life by jumping into the ocean,
Mephistopheles finds a new disguise, and Faust finds a spirit that
will lead him to the underworld. The first two scenes of Act II
serve as a transition from the Emperor's court to the Classical
Walpurgis Night.


FAUST: PARTS I AND II: NARROW, HIGH-VAULTED GOTHIC CHAMBER

Mephistopheles has taken Faust, unconscious, back to his original
study and the Romantic Gothic gloom. It all remains exactly the same
as it was four years earlier--four years, because the student who
asked Mephistopheles' advice then is now a graduate. You will
realize the point of returning to the study when you notice the
contrast between the dull, unchanged life there and the profound
changes that experience has brought to Faust himself.

Goethe's sense of fun is never far away. As Mephistopheles shakes
out Faust's fur gown, a cloud of insects rises from it. They burst
into song, calling Mephistopheles their father!

Mephistopheles wants someone to recognize that he is "the Dean," in
his moth-eaten fur robe. So he pulls the bell, which literally
threatens to shake the whole place apart and symbolically signals a
new era in Faust's old study.

The first visitor is a replacement for Wagner, who has now become a
doctor. The famulus (student) stresses that everything has been
preserved as Faust had left it, thus preparing you for the entrance
of the Baccalaureus. Impressed with his own accomplishments, the
formerly timid student now scorns the "pickled wisdom" of his
teachers and calls himself "a different specimen."

He attacks Mephistopheles--whom he thinks is the professor because
he is wearing the moth-eaten old gown--until Mephistopheles edges
away from him. You'll probably be surprised to hear the Baccalaureus
say: "One who is thirty years or older / Already is as good as dead.
" Mephistopheles mutters in reply that one has to be old
(experienced) to understand the Devil.


FAUST: PARTS I AND II: LABORATORY

The bell that shook the building signals success for Dr. Wagner in
his laboratory. He has been trying to produce human life in a test
tube, but as you might expect from his plodding character in Part I,
Wagner lacks creative genius.

Mephistopheles' appearance provides the creative spark Wagner needs.
As he arrives, a tiny human figure takes shape in the test tube, and
the Homunculus speaks to Wagner, his "father," and to Mephistopheles,
his "cousin."

NOTE: Homunculus, which means "little man," owes part of his origin
to Goethe's interest in alchemy and early science, which was just as
concerned with the creation of life as with the changing of lead
into gold. He represents pure spirit or mind without shape or form,
and this makes him independent of Mephistopheles. This pure spirit,
who leads Faust into the Classical world, seeks to become material,
to be alive within the world of nature. Do you find his search
comparable to that of Faust? Some readers suggest that Homunculus
represents intellect, others the vital life-spirit in man. Whatever
he represents, like Faust he is driven by an intense desire to find
the secrets of the universe.

Homunculus eavesdrops on Faust's dream of Leda and the Swan and
suggests taking him to Classical Walpurgis Night. Classical
Walpurgis Night, he says, is joyous and reflects southern Europe
(remember that Goethe had recently returned from a trip to Italy),
whereas the Germanic (Romantic) Walpurgis Night is indicative of the
gloomy north. Mephistopheles has never heard of such an event and is
not certain he wants to attend, but when Homunculus describes some
of the erotic pleasures he will experience, the Devil decides to go.
Mephistopheles lifts Faust and follows Homunculus.

In Greek myth, Helen--whose abduction by Paris caused the Trojan War-
-was the daughter of Leda and Zeus, the supreme god of the Greeks.
Zeus made Leda pregnant when he took the form of a swan. Thus, Helen
had more than earthly beauty because her father was a god.


FAUST: PARTS I AND II: CLASSICAL WALPURGIS NIGHT

You are now facing about 1480 lines of poetry containing many names
that you may not have heard before. Don't be put off by all the
classical allusions. Even readers with a wide knowledge of Greek
literature will find many of Goethe's mythological figures obscure,
because he alludes to research and theories about early Greek
religion that were current in the late eighteenth century and have
been disproved since.

As a guide, remember that Mephistopheles, Faust, and Homunculus are
all seeking something in these scenes, and you follow each of them
in turn. Faust is seeking Helen, so you can monitor the thread of
his search. Mephistopheles is looking for a figure--the more
horrible the better--whose shape he can borrow for a disguise.
Homunculus is trying to become a person; his search ends in the
spectacular climax to the Classical Walpurgis Night, which becomes a
great song of praise to the sea as the origin of life.


FAUST: PARTS I AND II: THE PHARSALIAN FIELDS

As you read this scene, compare it with the similar one introducing
the Walpurgis Night in Part I. In the Classical Walpurgis Night,
Erichtho, an ugly enchantress, describes the scene and explains why
the celebration begins on the field of Pharsalus, in Thessaly, where
Caesar defeated Pompey in 48 B.C., thus paving the way for the
creation of the Roman Empire. Here, where the ancient world yielded
to the modern one, the mythological creatures gather annually to
remember their former glory. Here, too, and on this night, Faust
will find a way into that earlier world.

Watch for the parallels between the two Walpurgis Nights. Each needs
a light to guide visitors. In Germany, however, the light is an
erratic Will-o'-the-Wisp, and here the light, from Homunculus' test
tube, is so bright that Erichtho thinks it is a meteor. In the first
Walpurgis Night, Mephistopheles conducts Faust around the fires, but
here he suggests that "each should range the fires alone" and then
meet again when Homunculus flashes his light.

Mephistopheles sets Faust on his feet, and Faust immediately asks
where Helen is. He is renewed, refreshed by standing on Greek soil
and breathing the air that "spoke her native tongue."


FAUST: PARTS I AND II: ON THE UPPER PENEIOS

This is a humorous scene, in which Mephistopheles exchanges riddles
with sphinxes and teases the griffins. His approach to the
mythological creatures is quite different from that of Faust, who
acts like a visitor to a museum, connecting the exhibits to his
reading.

When Faust asks the sphinxes about Helen, they tell him that,
historically, she is more recent than they are, so they don't know
anything about her. They refer him to Chiron the Centaur, who, half-
man and half-horse, will be found prancing around at the Walpurgis
Night. He can tell Faust about Helen, because he tutored her half-
brothers.


FAUST: PARTS I AND II: ON THE LOWER PENEIOS

In this scene, Faust succeeds in his search for a way down to Helen
in the underworld. As the scene begins, Faust is listening to the
noises of the water lapping on the banks of the river Peneios. He
then looks across the river and sees the same scene he dreamed of
while lying unconscious in his old study. The maidens are bathing
with Leda when Zeus approaches in the form of a swan. The other
swans distract the maidens' attention while Zeus makes love to Leda.

Chiron appears and invites Faust to ride on his back. As conceived
by Goethe, Chiron is a level-headed fellow, an old schoolmaster who
knows what to expect and how to judge character. He remembers with
special pleasure how young Helen thanked him for saving her life:
"So charming--young, an old man's joy--was she!" He thinks Faust is
a little carried away with passion, so he offers to introduce him to
Manto, a sorceress with magic healing powers.

When they arrive at her temple, Chiron and Manto exchange
affectionate greetings, as they do each year (remember, this is a
reunion of old gods and demigods). After committing Faust to Manto's
care, Chiron is off again. Manto understands at once what Faust
needs. She leads him to the entrance of the underworld and pushes
him through, as she did with Orpheus when he was seeking Eurydice.

While the rest of the Walpurgis Night continues above ground, Faust
is in the underworld releasing Helen from Persephone's reign. You
won't find this out until Act III, but you should be aware of the
simultaneous action because it helps you to understand what happens
to Homunculus.


FAUST: PARTS I AND II: ON THE UPPER PENEIOS, AS BEFORE

Meanwhile, on the Upper Peneios River, an earthquake, Seismos, is
giving birth to a mountain, in a comic scene that is intended to
lighten the atmosphere after the intensity of Faust's passion.

Mephistopheles is stumbling around trying to return to the sphinxes
when he comes upon Homunculus, "Sparkleface." Homunculus is
desperately trying to find help in "becoming": "I cannot wait to
smash my glass and flare." He is following Thales and Anaxagoras--
two important Greek philosophers of the sixth and fifth centuries B.
C.--whom he thinks will be able to advise him, although
Mephistopheles tells him to trust his own efforts instead.

Still grumbling about the inferiority of these mountains to his
German ones, Mephistopheles stumbles onto the cave of the Graeae,
whom he calls the Phorcyads (three daughters of Phorcys, an old sea
god, and Ceto; in Greek, graeae means "old women," or, as in this
instance, "old hags"). They are the most horrifying witches of all,
living in complete darkness and passing among them a single eye and
a single tooth. Mephistopheles' humor never deserts him. Calling
himself a "far relation" of the Phorcyads, he asks permission to
approach as he falls "silent now in ecstasy" and continues to
flatter them in the most disgusting terms. Mephistopheles seems to
find satisfaction only with the ugly spirits.

It is no wonder that they agree to let him assume their shape and
even show him how to twist his face to look like them: "Just close
one eye, 'twill do it even so." Apparently, he has lent them one of
his eyes and a tooth in exchange, for they are left chuckling with
witchlike glee over their extra organs.


FAUST: PARTS I AND II: ROCKY INLETS OF THE AEGEAN SEA

This scene belongs to Homunculus. Thales guides Homunculus to Nereus
(son of Pontus, the deep sea, and Mother Earth), calling him a
"cantankerous old vinegar." Like Chiron, Nereus is given a
recognizable character by Goethe. He complains at length that no one
takes his advice, which could have saved the world several disasters,
including the Trojan War.

From the cliffs, the Sirens see that the sea nymphs are bringing the
ancient Cabiri, whose number seems a bit uncertain. Homunculus
doesn't think much of the Cabiri, but Thales remarks that anything
ancient is highly prized. Proteus thinks he'll play games with them
and changes his shape several times, until he sees Homunculus.
Proteus doesn't hesitate to urge Homunculus to begin his life in the
sea.

From the cliffs, Nereus and Thales watch the procession on the waves
below. Nereus' daughters, the Dorids, float by with their sailor
lovers, and then Galatea, a goddess of beauty, appears. You will
marvel at the beauty of this scene. Nereus greets his daughter just
this once each year. It is one of those moments of intense life for
which Faust yearns, a moment worth all the others: "Yet a single
loving gaze / All the empty year outweighs." The procession goes far
out to sea, as Nereus and Thales struggle to catch a glimpse of
"Galatea's throne... shell-bedecked." Homunculus greets the "lovely
damp," and then, as Thales reports the action to Nereus, Homunculus
crashes his test tube at Galatea's feet. Blinding light fills the
whole scene as fire, earth, air, and water mingle in the unity of
creation.

Magnificent though it is, Homunculus' end leaves a pang of loss. But
he is no longer necessary, for at this moment Faust has released
Helen from the underworld. The celebration by the Aegean Sea marks
the beginning of life for Helen, born again through Faust's love.


FAUST: PARTS I AND II: ACT III

To help understand Act III, you should review the Walpurgis Night in
Part I. It is followed immediately by the Walpurgis Night's Dream, a
satyr play. You will see the parallel with the Classical Walpurgis
Night, which is followed by this act, written in the form of a Greek
tragedy. A satyr play, ribald and coarse, suited the Walpurgis
Night's activities. A Greek tragedy is poetic and sublime, a fitting
sequel to the Classical Walpurgis Night.

You get a bonus from Act III, known as the Helen Act, because you'll
learn about the form of Greek tragedy as you read it. The first part
is an exact imitation of a play by the Greek dramatist Euripides,
even to the meter of the verse.

Greek tragedy does not set out to be realistic. It has formal rules:
there should be no more than three actors in a scene (usually only
two); most of the action should take place off stage, reported in
long formal speeches, with many references to mythological figures;
and there should be a chorus. The chorus is both involved in the
action and a commentator on it. The members of the chorus are often
citizens or servants, people whose lives will be affected by what
happens to the kings, queens, and heroes who are the leading figures
in the tragedy.


FAUST: PARTS I AND II: LINES 8488-8696

You find Helen before the doors of her own palace in Sparta. The
Trojan War is over after ten years of fighting, and Helen has been
brought back by her husband, Menelaus, king of Sparta. There is no
sign that Helen knows she has just been released from the underworld
by Faust. The action has shifted back to the times of ancient Greece.

Helen goes into Menelaus' palace, "long missed and longed-for much,"
while the Chorus praises the gods for Helen's return to Sparta. But
Helen rushes back onto the stage, horrified at what she has found.
Crouched beside the fireplace is Phorcyas, who, you will remember,
is Mephistopheles in disguise. Read Helen's speech aloud to
experience the horror of Phorcyas, who has only one eye and one
tooth and is "Of stature gaunt, and hollow, bloody-blear of eye."


FAUST: PARTS I AND II: LINES 8697-8881

You can imagine the dramatic shock of seeing the dreadful figure of
Phorcyas / Mephistopheles, wrapped in gray rags, with a hideous face
shrouded by a hood. The Chorus is deeply shaken and identifies the
monster, correctly, as one of "Phorcys' daughters," which provokes a
furious retort from Phorcyas.

You should remember that Phorcyas is a woman, while Mephistopheles
is a man--or at least has male form. Just to remind you whom we're
talking about, the pronoun "he" will be used for Phorcyas.

Helen defends the Chorus with dignity, but Phorcyas turns his fury
on her, telling her that, if she's mistress of the palace, she
should do her job and keep her serving women in order. The quarrel
develops into a slanging match, which takes the form of stichomythia,
a component of Greek tragedy in which the combatants take one line
each. The tension increases with each line until Helen intervenes,
distraught.

The noise and the furious feelings have disoriented Helen. Now, for
the first time, she has some hint that she may have been in the
underworld. She turns to Phorcyas, sensing that the monster has the
authority of a mythical creature that moves between the human and
the mythical spheres. Phorcyas and Helen begin a dialogue, two lines
each, which recounts Helen's past history.

NOTE: You may be a bit confused by all the events that seem to have
happened to one woman. Helen was the most beautiful woman in the
world, so it was natural to associate her with every hero from
Theseus to Achilles. One story regarding Helen and the Greek hero of
the Trojan War, Achilles, said that after death, Helen and Achilles
met on the island of Leuce, in the Black Sea, and there produced a
son, Euphorion. Myths about Helen are basically folk tales, as are
most of the Greek legends. They arise in different places and tend
to be associated with a famous name. You can see myth-making in
action in your own social group, school, or college. An outstanding
person is frequently discussed and stories are told about him or her.
Before long, it becomes impossible to separate the truth from what
is commonly said about the person.

The discussion of her past has made Helen even more unsure of her
own reality. She faints, unable to face the dizzying sense that she
has become a myth to herself.


FAUST: PARTS I AND II: LINES 8882-9126

The Chorus tends Helen, reproaching Phorcyas for the unintended
effect of digging up the past. There is worse news to come about the
future. Helen has been puzzled about the lack of a sacrificial
animal for the ceremony she has been told to prepare. Now Phorcyas
tells her that she, Helen, is to be killed for the sacrifice. As the
Chorus and Helen stand transfixed with horror, Phorcyas summons his
nasty little dwarves, who prepare the sacrifice, making the details
even more vivid.

All this is Phorcyas/Mephistopheles' way of presenting Faust as
Helen's rescuer. In his next speeches, he spans a thousand years of
time to bring together Homeric Helen and the Crusaders, who built
castles in Greece on their way to the Holy Land.

Helen has only to command, says Mephistopheles, and she will be safe
in one of the castles. But she cannot believe that Menelaus will
harm her. Phorcyas not only tells him more tales of horror but also
arranges for a trumpet to sound, convincing Helen and the Chorus
that Menelaus is coming. There is a dramatic pause. Everything on
stage is silent and still. Then, Helen decides. Although she senses
that Phorcyas is "a froward demon" and that everything may not be
pleasant in the future, she will go to the castle.


FAUST: PARTS I AND II: LINES 9127-9356

As they enter the castle, their spirits rise. The mist clears, and
Phorcyas has gone. They enjoy their welcome, as servants prepare a
throne and canopy for Helen. When Faust appears--for the first time
in this act--he is dressed as a knight at court, with a long cloak
covering ceremonial armor.

NOTE: Anachronism, the placing of historical events in the wrong
time period, is usually considered a fault. But the mixing of
historical periods is one of the glories of Faust. Here you have a
legendary figure from Homeric Greece meeting a Renaissance scholar
in a medieval castle with knights in armor! Such a mingling of times,
places, and people can happen only in the imagination. A new entity
is created. This scene also provides a transition from the world of
antiquity to the world of Faust.

Observe how cleverly Goethe sets up the first encounter between
Helen and Faust. Faust drags before her a watchman, Lynceus (the
lynx-eyed pilot of the ship Argos in Greek mythology), who was
supposed to warn Faust of Helen's approach so that he could greet
her properly. Helen asks Lynceus to speak in his own defense, and he
replies with a medieval ballad of love, a lyrical poem to Helen's
beauty, which blinded him so that he forgot his duty.

Of course, Helen forgives Lynceus. Faust then expresses his own
devotion to her: "What choice have I but to consign myself, / And
all I owned in fancy, unto thee?" Lynceus' song accompanies the
presentation of all the jewels he accumulated during the battles the
Crusaders fought, but Faust will not allow him to leave them at
Helen's feet. Instead, Lynceus must adorn the interior of the castle
so that it shines in "supreme lucence" (light). Lynceus' final
speech sums up the reaction of all men to Helen's beauty--the sun is
wan and cold in comparison with it.

NOTE: Some readers argue that Faust, in this scene, represents the
northern (barbarian) conqueror who destroyed Greek civilization.
Others argue that he symbolizes the northern peoples who absorbed
Classical culture during the Renaissance. What do you think?


FAUST: PARTS I AND II: LINES 9357-9573

In this scene, Helen and Faust are symbolically united. You could
say that it is one of the high points, perhaps the highest point, of
the drama. It's a scene of joy and laughter. It begins with Helen
asking Faust about rhyme. He teaches her how to do it, and, of
course, they make love to each other as they rhyme. This symbolizes
the union of the Classical style, which did not have rhyme, and the
Romantic style, which used rhyme in the simple poems imitated from
folk poetry. Notice how calm and relaxed this scene is. Faust is no
longer on a frantic quest. His striving is now directed toward more
down-to-earth goals.


FAUST: PARTS I AND II: LINES 9574-9678

While they are secluded, protected by Phorcyas, Faust and Helen
produce a child, Euphorion. The birth and development of this fairy
child are described by Phorcyas, who tells a story of his apparent
disappearance and then his reappearance dressed as a young Apollo
(Greek god of music and poetry). Euphorion represents poetry,
especially Romantic poetry.


FAUST: PARTS I AND II: LINES 9679-9907

The best way to understand this extraordinary scene is as part of an
opera. If you know The Magic Flute, by Wolfgang Amadeus Mozart, you
will have a good idea of the effect Goethe intended. The music and
the poetry themselves produce change, so that it doesn't seem
ridiculous but magical for a boy to grow up, chase girls, and die
all within the course of a song.

Euphorion erupts on the stage like a dancing star, whirling through
the Chorus and pulling them into a dance. He leaps up a mountain,
carrying a girl who proves to be the spirit of fire and who entices
him higher up the cliff. Helen and Faust behave like all parents,
worrying about a possible fall, and they are deeply hurt when
Euphorion seems to be leaving them.

The climax comes as he reaches the top of the cliff and spreads his
clothes like wings. He falls, but you don't see his twisted body.
Everything disappears, and only a pathetic heap of clothes and a
lyre are left behind. Euphorion's voice calls to his mother, who is
shattered, from the underworld, begging her not to leave him there
alone. The idyll is over.

NOTE: The fate of Euphorion (the name means "agile one" or "light
one") shows the tragedy brought about by excess enthusiasm. He wants
to experience great passion, to fly away into the realm of ideal
beauty. This desire to fly really makes him a son of Faust, who also
wants to break free of the restraints that a bodily, finite
existence places on the human spirit. Euphorion has the highest
spiritual qualities of man--but he has no wings. Do you think Goethe
is saying that man has to be content with life around him? That
neither the Classical nor the Romantic is sufficient by itself?
Remember that Goethe saw the universe as a whole in which all
aspects of being were related.

Some readers suggest that this scene represents the process of
poetic creation. Helen, Euphorion's mother, is timeless, and the
child, who also represents poetry, is godlike and develops outside
the usual course. Some readers argue that Euphorion's short and
brilliant career symbolizes the spirit of poetry and its ability to
make hearts lighter and lift mankind from its cares. Poetry concerns
love and the flames of love. But as a human artifact, it cannot
entirely escape human limitations. Like Icarus, the mythological
figure who flew too near the sun, so that the wax holding his
artificial wings together melted and he fell, the spirit of poetry
falls when it defies its limitations. Euphorion is Goethe's tribute
to Lord Byron (1788-1824), who exemplified the Romantic poet. Byron
lived like Euphorion--committed to feeling, enthusiasm, and love--
and died in Greece fighting for Greek independence from the Turks.


FAUST: PARTS I AND II: LINES 9908-10,008

Helen recognizes that her beauty once again has brought disaster
after causing brief delight. She holds Faust in one last embrace,
returns to the underworld, from which he had released her, and
leaves only her robe and veil in his arms. These garments will allow
Faust to leave this painful scene. Phorcyas tells him to hold onto
the robe, which, dissolving into a cloud, lifts him and takes him
away. In the next act you will find out where Faust goes.

The leader of the Chorus tries to persuade the women to follow her
down into the underworld, where Helen has gone, but they aren't
interested in being stuck behind Helen in Hades. They choose instead
to become part of nature. The first three groups become nymphs of
the trees, the mountains, and the river, while the last group
becomes nymphs of the vine and grapes.

With their speech, the tone changes. It is no longer a song of
mourning for the tragedy that has just concluded, but takes on the
faster rhythms first of a wine pressing and then of a drunken revel.
The wine god, Dionysus, is greeted as the song whirls to a climax.
The curtain abruptly cuts off the orgy. Mephistopheles reveals
himself, throwing off his Phorcyas disguise.

Think about the fact that Mephistopheles is the last figure you see
in the Helen Act. He certainly played a similar role here as in the
story of Gretchen, pandering to Faust's desires, but to what extent?
What do you think caused the failure of Faust's union with the most
beautiful woman in the world?


FAUST: PARTS I AND II: LINES 10,040-10,233

This scene parallels the first scene in Part II. The devastation of
a passionate love affair leaves a void, a need for healing. Impelled
by such a need, Faust turns from love to public affairs, just as he
did in Act I, and becomes involved with the Emperor again.

Faust is carried to the mountains of Germany by the cloud that
developed out of Helen's robe. He looks at the clouds around him as
they form shapes, and sees first an imposing, "godlike female form"
whose majesty makes him remember the pleasures he had recently
enjoyed with Helen. The shape, however, soon disintegrates. It is
replaced by a little cloud, which rises from vapor around Faust. The
cloud represents Gretchen, his first love, "most cherished boon
[favor] of earliest youth." You may be surprised at how deeply he
still feels about her, for as the cloud dissipates he declares that
it is taking with it "the best my soul contains." Women for Faust
have now become mere shapes in the sky, heavenly beings that he can
hardly recognize before they begin to float away. You will now see
that Faust turns away from the quest for women, beauty, and idealism
and turns toward practical matters.

Mephistopheles appears to see what Faust wants to do next. You may
sometimes forget that Mephistopheles is Faust's servant, and that
his power is at Faust's disposal. The two play a guessing game about
Faust's desires. He wants power, but not the "hero's fame," which is
all that Mephistopheles can think of. Notice that Faust, the true
Romantic, says "the Deed is all." The Deed, in this instance, is the
reclaiming of land from the sea, and he challenges Mephistopheles to
help him.

NOTE: In the final two acts of Faust, you'll find Faust engaged in
practical activities. Some readers believe that Goethe is suggesting
that activity is man's natural element, that he is most likely to
find satisfaction and fulfillment in work. What do you think?

Goethe, as an administrator at Weimar, had worked on schemes for the
maximum use of land. He was also interested in tides and the
movements of bodies of water, as well as in geology. Why did Goethe
include the conversation between Mephistopheles and Faust regarding
the origins of mountains? Some believe that he was trying to develop
the theme of order being created from chaos. Is Faust's plan to
reclaim land from the sea part of that theme?

Notice the change in Faust. He is rejecting Mephistopheles'
suggestion that life should be filled with pleasure, and he is
planning a project that requires work and that will accomplish good.
Do you think this change is a result of his experiences in Greece
and his exposure to noble ideals?

Faust is interrupted by the sounds of war behind him, and the
project is temporarily postponed. Mephistopheles tells him that the
Emperor has squandered his kingdom's riches in personal pleasures,
and now he is facing rebellion by his subjects, who want to be ruled
by someone "who can give us peace." Faust liked the Emperor for his
openness--expressing the Romantic admiration for honesty and
sincerity of feeling. As they set off to see the Emperor,
Mephistopheles suggests a respectable motivation for helping the
beleaguered ruler: If they can put the country on its feet again,
the people will support him again.

Now, however, he points out a second, self-seeking motivation for
helping the Emperor: If they win the battle, then Faust can ask for
the sea coast that he wants to reclaim. Faust prefers Mephistopheles
to fight the battle, saying that he has no knowledge of military
affairs. Mephistopheles assures him that he will do the real work
while Faust carries the title of Generalissimo. He has already made
arrangements by bringing in the Three Mighty Men (who fought with
David and the Israelites against the Philistines), apparently
summoning them from Hell.

NOTE: Allegorical figures, such as these three, are not real
characters as such, but representations of the qualities suggested
by their names. As Mephistopheles presents each of them, they make a
speech displaying those qualities. Pugnacious declares that he
attacks before he's attacked; Rapacious greedily goes for what he
can steal; and Tenacious hangs on to what he has. You may know of
other allegorical figures, such as the Seven Deadly Sins in medieval
plays. You certainly know our national allegorical figure, the
Statue of Liberty in New York Harbor, who symbolizes, with her lamp,
the ideals of the United States. The three allegorical figures also
represent a shift in Goethe's allusions. These figures share a
biblical background. You will notice that, in Acts IV and V, the
number of biblical references increases. In the original edition,
they are marked in the margin with the appropriate name and number
of the biblical chapter and verse that Goethe used as his source.

Why does Goethe use so many biblical references in Act IV? Some
readers say they function as a commentary on the cooperation of
earthly rulers (the Emperor and his court) with the powers of evil,
represented by Mephistopheles. Is Goethe suggesting that the rulers
should be working with God, but aren't?


FAUST: PARTS I AND II: LINES 10,344-10,546

The Emperor prepares his army for battle and receives reports from
his scouts. He learns that a rival emperor is challenging his right
to reign. The Emperor reacts with bluster, declaring that he will
personally fight now that he has a rival. Faust must have overheard
these words as he entered with the Three Mighty Men. He offers the
Emperor the assistance of magic, but the Emperor still wants to
fight his rival. Faust argues against his desire to fight in person,
and the Emperor agrees. The Emperor's decision gives Faust an
opportunity to assign his three allegorical figures to the battle
array.


FAUST: PARTS I AND II: LINES 10,547-10,782

When Mephistopheles first appears, he says that he has summoned a
phantom army of old armor to make a fearful noise that will frighten
the enemy forces of the rival emperor. But the enemy isn't falling
back. Instead, it is beginning to advance toward the watching group.
Even Mephistopheles is afraid.

Defeat seems so certain that the commander-in-chief resigns his
office, and the Emperor seems to give up completely. Left to
themselves, Faust and Mephistopheles arrange a dubious victory by
magically flooding the mountainsides and then frightening the enemy
with lightning in the bushes. The empty armor that Mephistopheles
conjured up now joins in, as the battle becomes a victory for the
Emperor's forces.

NOTE: This scene is important because it places the Emperor in
Faust's debt. It also seems to suggest that even destructive forces,
such as the evil magic of Mephistopheles, can, through wise and
systematic planning, be used for good purposes. The qualities
represented by the Three Mighty Men can be useful if they are
organized and used wisely.

As the victorious troops carry off gold from the defeated emperor's
tent, the Emperor enters and begins appointing new officers for his
court. His speeches betray his vanity and self-deception. He
believes the victory was achieved by his soldiers, and the flood was
only a chance happening.

In this final scene of Act IV, the last person the Emperor talks to
is the Archbishop. Like the Chancellor in the first scene with the
Emperor, the Archbishop knows that the Emperor has been working with
the Devil. Because the Archbishop is always looking to increase the
Church's properties and revenue, he plays on the Emperor's guilt
feelings. The Emperor can buy his way back into the Church's good
graces if he gives it the foothill land where the battle was fought
and where the Emperor accepted help from Mephistopheles and Faust. A
cathedral will be built on this site.

The Archbishop's parting shot concerns the land for which Faust and
Mephistopheles had intervened in the battle. The Archbishop demands
the income from that land for the Church. The Emperor, however, now
becomes annoyed with the Archbishop's persistent demands and angrily
declares that the land isn't even there--it's under water. Goethe's
perception of the Church as greedy seems to be evident here.
Remember that the Church accepted from Gretchen's mother the first
casket of jewels that Mephistopheles and Faust had left in
Gretchen's room.

Is greed Faust's motive for intervention in the Emperor's war? What
has happened to the Faust who was a suitable partner for Helen? Has
he been so disappointed in his striving for the sublime that he has
given up and decided to pursue practical matters? Or is he simply
progressing from experience with love to experience with power?

And what about Mephistopheles? Is he losing his grip on Faust and on
his magic powers? Some readers believe that in Part II,
Mephistopheles becomes subordinate to Faust, but others think Act IV
shows that Mephistopheles is dominating Faust so much that Faust is
losing his moral sense. Do you agree with either of these views?


FAUST: PARTS I AND II: OPEN COUNTRY

The first scene creates a mood that will contrast sharply with the
following scene. The first words describe a welcoming tree, which
shelters a small cottage where Baucis and Philemon live a humble but
completely contented old age.

Goethe chose Baucis and Philemon to become victims of Faust's
ambition in Act IV because he expected his audience to recognize and
be sympathetic toward them. The story of Baucis and Philemon, taken
from Greek mythology, also appears in the Metamorphoses--a
collection of myths and legends about changes of form--by the Roman
poet Ovid (43 B.C.--A.D. 17). Baucis and Philemon are a devoted old
couple who are so kind to some visitors--gods in disguise--that when
they die the gods change them into two trees with intertwined limbs.
They remain together eternally, a symbol of marital happiness.

The old couple entertain a young traveler whom they had rescued from
the sea earlier in their lives. Philemon explains to the traveler
that much of the land around them used to be under water--the first
hint that Faust's reclamation scheme has succeeded. Faust first
lived by his new land in "tents and huts," but now he has a palace.
Baucis suspects that her new neighbor relied on unnatural powers.
She doesn't trust Faust, who by now has become powerful, but
Philemon believes a promise he made to give them a homestead on the
reclaimed land. They walk together to the chapel, trusting in God to
protect them.


FAUST: PARTS I AND II: PALACE

You may find it hard to like Faust in this scene. He is now old
(Goethe said in a letter that he was one hundred years old) and
apparently has everything he wants--a palace on his reclaimed land
and ships bringing riches along the canal to his docks. But he wants
his land to be perfect, and it can't be while Baucis and Philemon
live in their little hut and the bell peals in their chapel. The
innocent and peaceful lives of Baucis and Philemon make Faust uneasy.
They represent a natural life (symbolized by their living on
"original" or unreclaimed land and by the church bells) in which
Faust can't participate. He seems to think his uneasiness will
disappear once he has their land.

Mephistopheles and the Three Mighty Men bring in their cargo, but
Faust doesn't react with any welcoming pleasure. Mephistopheles, who
is insensitive to human striving, tries to persuade Faust that he
has achieved his aim. Faust bursts in with his complaint that the
hut and the chapel are spoiling his view. He can't stand the
tinkling of the bell. Baucis and Philemon must be removed to a
"handsome little farm" he had assigned them earlier. Mephistopheles
whistles up the Three Mighty Men and off they go to evict Baucis and
Philemon.


FAUST: PARTS I AND II: DEEP NIGHT

This is an intensely dramatic scene, including, in a very few lines,
pathos and irony to break the heart. The horrified watchman, at the
top of the palace, reports that the hut and the chapel are on fire.
Faust, grumbling at the watchman's cries, looks forward to sitting
on a platform where the burnt tree now stands and being able to look
down on the farm of Baucis and Philemon.

Mephistopheles shatters Faust's dream with a story of casual cruelty
that will remind you of his attitude toward Gretchen's sufferings.
The old people died of fright when they were awakened by
Mephistopheles and the Three Mighty Men, who killed the traveler in
a scuffle that caused the fire.

Faust curses them and blames his own thoughtlessness. He stares
miserably at the burned cottage and chapel, as four spirits form
themselves in the smoke. This is a major change for Faust. He is
sorry for what has happened and accepts responsibility for it, even
though he hadn't intended to destroy Baucis and Philemon. Contrast
this with his reluctance to accept responsibility for Gretchen's
ruin in Part I.

NOTE: What happened to Baucis and Philemon is tragically familiar to
us--think of villages submerged for hydroelectric dams, illnesses
and death caused by insecticides and herbicides, the threat of
nuclear holocaust. Some readers downplay the pathos of Baucis and
Philemon, regarding such incidents as inevitable in the careers of
"supermen" like Faust. The word "superman" here refers to an
important concept in German philosophy and political thought. A
superman is a figure who fearlessly endeavors to achieve his ends,
disregarding the suffering his actions may cause others, whom he
considers inferior and of little consequence in the great scheme of
things.


FAUST: PARTS I AND II: MIDNIGHT

The spirits have become four allegorical figures--Want, Debt, Need,
and Care. The first three cannot enter a rich man's house, but Care
slips through the keyhole. The others see Death approaching Faust's
palace.

Faust must be aware that he is approaching the end of his life,
because he begins summarizing it in a dialogue with Care. He
realizes that he is still obligated to Mephistopheles and other
supernatural forces who have helped him, such as the Three Mighty
Men. He understands that he is not a free man if he must depend on
super-human help. He also reveals that he thinks man should only
worry about what is attainable and not concern himself too much with
what he can't have. Because he is so dependent on technology, modern
man is sometimes described as "Faustian." How valid do you think
this description is?

NOTE: Care is presented as an old hag determined to ruin Faust's
last hours. You may think she personifies Faust's conscience
regarding what has happened to Baucis and Philemon. Many readers
have argued for that interpretation. If that's all she is, then
Faust's speech makes him look callous. But you can look at Care in a
different light. Care is much like anxiety, which can demoralize man
and destroy his will. When man's will is destroyed, he stops
striving, and when man stops striving, he is finished.

Faust, however, doesn't give in to Care, so she avenges herself by
blinding him and making him taste--at the end of his life--the
sufferings he has avoided. But blindness doesn't stop Faust. It
seems like another challenge, something for him to strive against as
he has all his life. He calls for workmen to continue a new project
he has in mind. His final words in this scene show how much value he
places on his intellectual powers.


FAUST: PARTS I AND II: GREAT OUTER PRECINCT OF THE PALACE

This is Faust's death scene. You know it before Faust does, because
Mephistopheles is supervising a crew digging his grave. The
creatures who do the work are "lemures," classical spirits of the
evil dead. As they dig, the blind Faust mistakes the noise for work
on the project he mentioned at the end of the previous scene.

He dies with a vision of technological achievement before his eyes--
a drained swamp made into fertile farmland. At the moment of his
death, he says that the sight of such an achievement would have
fulfilled him, for he would have wanted the moment to be eternal:
"Tarry yet, thou art so fair!" But such "high happiness" is still to
come.

And so Mephistopheles has lost his bet. Faust has never actually
said that he wants a moment to continue, never attained his
"striving's crown and sum." Mephistopheles acknowledges his defeat
in a bitterly negative speech.


FAUST: PARTS I AND II: ENTOMBMENT

Goethe shows his genius as a dramatist here in making the fight for
Faust's soul into broad comedy. Parts of this scene come from the
old Faust stories, where the gaping mouth of Hell struck terror into
the audience at the end of the play. But the best part, where
Mephistopheles is distracted by the nakedness of the young angels,
is Goethe's invention.

Mephistopheles thinks he'll seize Faust's soul as it slips away from
the body, so he brings up all the paraphernalia of Hell, complete
with fat and lean devils. He arranges them around the corpse, so
that they can catch the soul as it flies up.

NOTE: In the original Faust stories, Faust is dragged off to Hell at
the end as Mephistopheles claims his soul. These stories warned
Christians not to strive for more knowledge than a man should have.
The gaping Hell mouth and the devils with pitchforks were designed
to frighten the spectators into following the Church's teaching. But
Goethe's Faust does not convey a Christian moral. Mephistopheles
does not win Faust's "immortal essence," because Faust was never so
satisfied with the results of his striving that he wanted time to
stand still. Mephistopheles can only seize Faust's soul by a trick,
since he never turned Faust away from the "right way" (you'll
remember these words from the Prologue in Heaven).

A cloud of angels, surrounded by heavenly light, begins to sing, to
Mephistopheles' intense scorn. They strew rose petals, which send
the devils back to Hell, and burn Mephistopheles' skin where they
fall on him. The angels warn him that he cannot have Faust's soul,
for it does not rightfully belong to him. Then they lure him to the
side by making themselves so sexually attractive he can't help
gazing at them. The angels are exquisite young boys, and
Mephistopheles loses his head.

Just as Mephistopheles realizes that a trick is being played on him,
the chorus of angels seizes Faust's immortal part and rises to
Heaven with it. Mephistopheles curses himself for his "vulgar lust,
absurd amours," although he recognizes the immense power of sexual
love: "No mean folly it must be."


FAUST: PARTS I AND II: MOUNTAIN GORGES

The final scene of the drama has puzzled readers since the second
part of Faust was published in 1832. Why did Goethe choose
traditional Christian symbolism to end a work that does not follow
Christian doctrine? What does it mean for Faust's soul to be "saved"?
Why do women carry Faust's soul into Heaven?

Your reading of Faust will suggest some answers. Some readers
believe that the scene serves only as a kind of balance to the
Prologue in Heaven, and that it shouldn't be taken too seriously.
Others believe that Goethe used Christian symbolism as an answer to
the original Faust legend: Yes, the original Faust was dragged off
to Hell; but this Faust, who represents mankind, is taken to Heaven,
because he has won his wager with the Devil. Still others argue that
Goethe believed man couldn't save himself, so he used Christian
symbols to represent a higher force than man. He may have used
Christian symbols because he knew they would be readily understood
by his audience.

This scene brings together several of the themes of Faust. Faust's
soul is carried upward across a landscape of wild beauty. You will
recognize the significance of the natural background--Nature is
almost like a religion for Goethe. The Anchorite Fathers--Pater
Ecstaticus, Pater Profundus, Pater Seraphicus, and Doctor Marianus
represent the mystical tradition of early Christianity, which Goethe
learned to admire from Herder. (In the Roman Catholic Church, St.
Anthony, c. 250--c. 350, was known as ecstaticus; St. Bernard, 1091-
1153, as profundus; and St. Francis of Assisi, 1182-1226, as
seraphicus.)

Despite its emotional intensity, this scene is not solemn. It is
full of joy. The Blessed Boys represent the freedom of innocence,
unwilling to be bound to earth. They fly up toward the angels, who
bear Faust's "immortal essence," which they have snatched from
Mephistopheles by the trick they describe with obvious pleasure.

The first chorus of angels is important for the meaning of the whole
drama. The angels' song explains that Faust's special status as the
equal of spiritual beings like Helen, and his ceaseless striving,
have guaranteed him salvation. But he will be welcomed to Heaven
also because "transfigured love" has spoken on his behalf. This
refers to Gretchen, who loved Faust deeply--too deeply for her own
good--and was redeemed.

As the angels lift Faust's soul upward, they pass it on to the
Blessed Boys, who give it a new beginning. Then Doctor Marianus
sings a hymn of praise to the Virgin Mary as the mystical ideal of
woman. He describes the chorus of penitent women who are asking for
the Virgin Mary's help to be saved.

The three penitent women of Christian tradition join in pleading for
the forgiveness of Gretchen's sin as she joins them, singing a
version of the prayer she spoke in her despair by the city wall. As
the Blessed Boys describe how Faust's soul will grow so that he can
become their teacher, Gretchen begs the Virgin Mary to allow her to
lead his soul into salvation.

Her prayer is granted. Gretchen is told to fly upward and Faust will
follow her. The drama ends with a beautiful general chorus in praise
of "Woman Eternal." The chorus announces that in Heaven man finds
what was unattainable on earth: understanding, action, sincerity.
After his long and troubled journey, Faust is at rest, redeemed by
the love of women.



FAUST: PARTS I AND II: ON THE MEANING OF FAUST

For after all it is a poem and not just a moral discourse--a poem
which, more boldly perhaps than any in the modern era, attempts to
convey what life is like, not, to be sure, in all its
characteristics, but in some of them, as they appeared at a great
moment in history. It so happens that Goethe came at a time in
Europe when there was a great upsurge of life. European society
after a period of premature stability broke its bounds, emotionally,
intellectually, and politically, and underwent a great expansion,
the consequences of which we are still discovering. It was the
spirit of this expansion, and the sense of energy and initiative
that accompanied it in its first stages, that Goethe's Faust managed
to capture and to set down in imperishable language.

The result is a poem unlike all other great poems in its confidence
in man, man's self-reliance, his capacity for growth, his future. It
is true that Faust has his mistakes, his exasperations, his despairs.
But these are incidental and subordinate to the poem's unquenchable
optimism. What has appealed to past generations in this poem is its
resonance, its potential, its affirmation of life, and this is what
will appeal again to generations to come.

-Barker Fairley, Goethe's Faust:
Six Essays, 1953


FAUST: PARTS I AND II: ON HELEN

This Helen is not the dream Helen of the Imperial palace. She is
real, real in the sense that she takes part in the dramatic action,
just as any other character does. She lives in Greek surroundings,
uses authentic Greek metres and has a Greek chorus to accompany her.
Moreover, she feels herself to be real and speaks of prosaic
everyday events (even of seasickness) in a practical way. It is only
when Faust and Mephistopheles intervene that her reality is impaired
and she is forced out of her native epoch and steps into another.
Modern man, if he wishes to consort with antiquity, can only do so
by incorporating it into his own age.

-Alexander Gillies, Goethe's Faust:
An Interpretation, 1957


FAUST: PARTS I AND II: ON MEPHISTOPHELES

Mephisto has baffled more than one admirer, notably Schiller, for he
is a complex figure who borrows his many traits from Christianity,
from the Faustian legend, from Lucifer and Ahriman (hardly
understood by Goethe), from the poet himself, or from his friends
Behrisch and Merck, perhaps even from Herder. In the "Forest and
Cave" scene, he is an envoy of the "Spirit of the Earth."... He is
the absence of faith, of trust, of love and of enthusiasm; he is
ironic and sarcastic criticism; he is paralyzing reason; he is
delight in destruction, perversions; he is the imperfection inherent
in man and his works; he is Gretchen's death, the ugliness of the
Phorkyade, the destruction of the house where Baucis and Philemon
perish. Yet if he did not exist, man could not fulfill his earthly
mission.

-Joseph-Francois Angelloz, Goethe, 1958


FAUST: PARTS I AND II: ON GRETCHEN

It is remarkable that even the most important point in the Gretchen
tragedy, Faust's desertion of Gretchen, is only implied and nowhere
directly presented or even mentioned. Some critics, especially those
who think Faust should be regarded as an ideal, exemplary superman,
have even tried to make out a case for his never having in the
strict sense of the word deserted her at all.

-Eudo C. Mason, Goethe's Faust:
Its Genesis and Purport, 1967

                               THE END